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P••••• C• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P••••• C• K•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Naples, FL | GOSHEN, NY

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Search this name across graphsid dfx:ria:143bbea5-8ca8-40fd-cf7c-919cd1fd5f65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 25, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 6, 2022	n/a	yes	Naples, FL\|GOSHEN, NY\|Naples, FL	Current employment
G••• G••••••• P••••••• S•••••••	Former SEC adviser	May 25, 2021	Jan 11, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••• G••••••• P••••••• S•••••••	A••••••••• F•••••••• S•••••••• L••	Jan 11, 2022	Jan 6, 2022	-5	Firm change	RIA to ibd

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 6, 2022 to presentfactForm ADV
→ G••• G••••••• P••••••• S•••••••Registered adviserregistration: previous registration
May 25, 2021 to Jan 11, 2022factForm ADV

Dated events

Occurred
Jan 11, 2022
Advisor changed firm
P••••• C• K••••••• left G••• G••••••• P••••••• S••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:143bbea5-8ca8-40fd-cf7c-919cd1fd5f65
First observed: May 25, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.