DFX Intelligence

D•••• M•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

D•••• M•••• M•••

Advisor at R••••••••• C•••••• M••••••••• L••

WINNETKA, IL

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Search this name across graphsid dfx:ria:143dc580-cdc3-1a6c-ed2b-2ba5f10e58f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 27, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M••••••••• L••	Independent wealth	Mar 13, 2026	n/a	yes	WINNETKA, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	Mar 24, 2026	no	WINNETKA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••••••••• C•••••• M••••••••• L••	Mar 24, 2026	Mar 13, 2026	-11	Firm change	Ibd to new firm
W••••••• I•••••••••	G•••• L•••• A•••••••• L••	Jan 23, 2025	Jan 4, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:338394:IL:2026-03-24	Mar 24, 2026	Mar 13, 2026	WINNETKA, IL	Firm change
875:110757:IL:2025-01-23	Jan 23, 2025	Jan 4, 2017	CHICAGO, IL	Firm change after gap

Relationships

Registered with (6)

→ R••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2025 to Mar 24, 2026factForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Aug 19, 2013 to Jan 23, 2025factForm ADV
→ G•••• L•••• A•••••••• L••

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:143dc580-cdc3-1a6c-ed2b-2ba5f10e58f1
First observed: Dec 6, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.