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CRD 110757
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PATRICK MICHAEL MORRISSEY | n/a | CHICAGO, IL | 0 | 33 | 2 | no |
| BRUCE ALLEN EBEL | Certified Financial Planner|Chartered Financial Analyst | CHICAGO, IL | 0 | 16 | 2 | no |
| ELLIOTT JOSEPH SILVER | n/a | CHICAGO, IL | 0 | 39 | 2 | no |
| RICHARD MICHAEL ROKUS | Chartered Financial Analyst | CHICAGO, IL | 0 | 33 | 2 | no |
| CALVIN BRADLEY HAYS | n/a | CHICAGO, IL | 0 | 33 | 7 | no |
| STEVEN NEIL SCHENKER | n/a | CHICAGO, IL | 0 | 19 | 3 | no |
| RONEE NICOLE GREAZEL | Chartered Financial Analyst | CHICAGO, IL | 0 | 11 | 1 | no |
| LORI ANN HEIKKILA WILLIS | n/a | CHICAGO, IL | 0 | 29 | 4 | no |
| Steven Paul Swensen | n/a | CHICAGO, IL | 0 | 28 | 2 | no |
| PETER F LYNCH | Certified Financial Planner | CHICAGO, IL | 0 | 16 | 2 | no |
| RYAN WILLIAM DEROSIER | n/a | Milwaukee, WI | CHICAGO, IL | 0 | 14 | 4 | no |
| SEAN TERRENCE HIPSKIND | Certified Financial Planner | CHICAGO, IL | 0 | 11 | 2 | no |
| Joseph Francis Sciaccotta | n/a | CHICAGO, IL | 0 | 12 | 4 | no |
| Matthew Channell | n/a | CHICAGO, IL | 0 | 16 | 2 | no |
| JOHN DENNIS BRIGHT | Chartered Financial Analyst | CHICAGO, IL | Tampa, FL | 0 | 26 | 1 | no |
| BRYAN PATRICK LONG | n/a | CHICAGO, IL | 0 | 10 | 1 | no |
| JON EDWARD QUIGLEY | Chartered Financial Analyst | Tampa, FL | CHICAGO, IL | 0 | 31 | 2 | no |
| Justin Andrews | n/a | CHICAGO, IL | 0 | 12 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| GREAT LAKES SMALL-CAP TRUST | Other Private Fund | $40.0M | Jun 24, 2024 | 5 | Feb 22, 2012 | reported | 021-173682 |
| GREAT LAKES SMALL/MID-CAP FUND LLC | Other Private Fund | $22.5M | Mar 15, 2024 | 3 | Feb 22, 2012 | reported | 021-58166 |
| GLA PARTNERS L.P. | Hedge Fund | $20.0M | Feb 26, 2019 | 16 | Sep 13, 2013 | dropped | 021-199294 |
| GREAT LAKES LARGE-CAP VALUE FUND, LLC | Other Private Fund | $19.8M | Jun 24, 2024 | 5 | Feb 22, 2012 | reported | 021-133589 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CALKINS, EDWARD, JOSEPH | MANAGER & SR. MANAGING DIRECTOR | Na | yes | 07/2011 | Mar 27, 2012 | Jun 24, 2024 |
| CARLISLE, PAUL, CLAYTON | Manager | Na | yes | 03/2014 | Mar 27, 2014 | Jun 24, 2024 |
| COSGROVE, MARGARET, MARY | Manager | Na | yes | 01/2022 | Mar 27, 2012 | Jun 24, 2024 |
| GETZ, BERT, ATWATER | Manager | Na | yes | 11/2008 | Mar 27, 2012 | Jun 24, 2024 |
| GLABE, MARLA, FRIEDMAN | Manager | Na | yes | 10/2009 | Mar 27, 2012 | Jun 24, 2024 |
| HEITMANN, SCOTT, KEITH | Manager | Na | yes | 11/2008 | Mar 27, 2012 | Jun 24, 2024 |
| JAMES, CROFT, W | Manager | Na | yes | 07/2012 | Aug 30, 2012 | Jun 24, 2024 |
| KAMRADT, MICHAEL, PAUL | Manager | Na | yes | 01/2019 | Feb 26, 2019 | Jun 24, 2024 |
| KILEY, THOMAS, REGAN | MANAGER & CHIEF EXECUTIVE OFFICER | Na | yes | 07/2011 | Mar 27, 2012 | Jun 24, 2024 |
| MCKINNEY, SUZET, MEYLIEU | Manager | Na | yes | 01/2019 | Feb 26, 2019 | Jun 24, 2024 |
| QUIGLEY, JON, EDWARD | CHIEF INVESTMENT OFFICER - DISCIPLINED EQUITY | Na | yes | 10/2013 | Mar 30, 2016 | Jun 24, 2024 |
| SARILLO, CELENA, ROLDAN | Manager | Na | yes | 01/2019 | Feb 26, 2019 | Jun 24, 2024 |
| SCHLINDWEIN, TIMOTHY, ALLEN | Manager | Na | yes | 07/2011 | Mar 27, 2012 | Jun 24, 2024 |
| SILVER, ELLIOTT, JOSEPH | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2004 | Mar 27, 2012 | Jun 24, 2024 |
| SMYTH, MICHAEL, J | CHIEF FINANCIAL OFFICER | Na | yes | 03/2019 | Jan 24, 2020 | Jun 24, 2024 |
| STAFFORDS, INGRID, S. | Manager | Na | yes | 07/2021 | Mar 30, 2022 | Jun 24, 2024 |
| TURNER, THOMAS, JASON | CHIEF INVESTMENT STRATEGIST | Na | yes | 01/2013 | Mar 21, 2013 | Jun 24, 2024 |
| WHAMCO HOLDING COMPANY | CORPORATE PARENT | E | yes | 11/2008 | Mar 27, 2012 | Jun 24, 2024 |
| WINTRUST FINANCIAL CORPORATION | DIRECT OWNER | E | yes | 11/2008 | Mar 27, 2012 | Jun 24, 2024 |
| ZIDAR, THOMAS, PATRICK | MANAGER CHAIRMAN | Na | yes | 11/2008 | Mar 27, 2012 | Jun 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WINTRUST INVESTMENTS, LLC | n/a | Former SEC adviser | $14B | N | yes | n/a |
| BARRINGTON BANK & TRUST COMPANY, N.A. | n/a | n/a | n/a | N | yes | IL |
| BEVERLY BANK & TRUST COMPANY, N.A. | n/a | n/a | n/a | N | yes | IL |
| CRYSTAL LAKE BANK & TRUST N.A. | n/a | n/a | n/a | N | yes | IL |
| HINSDALE BANK & TRUST COMPANY N.A. | n/a | n/a | n/a | N | yes | IL |
| LAKE FOREST BANK & TRUST COMPANY, N.A. | n/a | n/a | n/a | N | yes | IL |
| LIBERTYVILLE BANK & TRUST COMPANY N.A. | n/a | n/a | n/a | N | yes | IL |
| NORTHBROOK BANK & TRUST COMPANY N.A. | n/a | n/a | n/a | N | yes | IL |
| OLD PLANK TRAIL COMMUNITY BANK, N.A. | n/a | n/a | n/a | N | yes | IL |
| SCHAUMBURG BANK & TRUST COMPANY, N.A. | n/a | n/a | n/a | N | yes | IL |
| ST. CHARLES BANK & TRUST COMPANY N.A. | n/a | n/a | n/a | N | yes | IL |
| STATE BANK OF THE LAKES N.A. | n/a | n/a | n/a | N | yes | IL |
| THE CHICAGO TRUST COMPANY N.A. | n/a | n/a | n/a | N | yes | IL |
| TOWN BANK N.A. | n/a | n/a | n/a | N | yes | Wi |
| VILLAGE BANK & TRUST N.A. | n/a | n/a | n/a | N | yes | IL |
| WHEATON BANK & TRUST COMPANY N.A. | n/a | n/a | n/a | N | yes | IL |
| WINTRUST BANK N.A. | n/a | n/a | n/a | N | yes | IL |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Stamford | Ct | United States | 24 | no |
| Tampa | FL | United States | 8 | yes |
| LAKE FOREST | IL | United States | 3 | yes |
| Milwaukee | Wi | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $16B | $16B | 84 | 37 | 3 | 2 | n/a |
| 2024 | Mar 19, 2025 | $15B | $15B | 86 | 38 | 3 | 2 | n/a |
| 2023 | Mar 29, 2024 | $14B | $14B | 91 | 41 | 4 | 2 | $59.8M |
| 2022 | Mar 24, 2023 | $8.5B | $8.2B | 74 | 34 | 3 | n/a | n/a |
| 2021 | Mar 30, 2022 | $10.0B | $9.8B | 71 | 29 | 3 | n/a | n/a |
| 2020 | Mar 30, 2021 | $8.6B | $8.5B | 73 | 27 | 3 | n/a | n/a |
| 2019 | Mar 26, 2020 | $7.4B | $7.3B | 74 | 32 | 3 | n/a | n/a |
| 2018 | Mar 29, 2019 | $6.8B | $6.8B | 68 | 30 | 3 | n/a | n/a |
| 2017 | Mar 29, 2018 | $7.7B | $7.6B | 69 | 32 | 3 | 1 | $20.0M |
| 2016 | Mar 24, 2017 | $7.6B | $6.5B | 69 | 33 | n/a | 1 | $24.7M |
| 2015 | Mar 30, 2016 | $6.9B | $5.8B | 70 | 30 | n/a | 1 | $14.5M |
| 2014 | Mar 25, 2015 | $6.4B | $5.4B | 66 | 30 | n/a | 1 | $13.3M |
| 2013 | Mar 27, 2014 | $5.4B | $4.6B | 60 | 32 | n/a | 1 | $11.9M |
| 2012 | Mar 21, 2013 | $4.0B | $3.3B | 52 | 24 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $3.6B | $2.9B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 5 | -4 | 27.8% | 0 | 0 | 0 | 1 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $16B | $15B | 5.6% | $8.5B | 23.9% | 84 | 86 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WINTRUST INVESTMENTS | 2 | Dec 31, 2025 | May 23, 2005 | CHICAGO, IL | Channel change | Other | 12.5% |
| LPL FINANCIAL LLC | 4 | Jan 30, 2025 | Jan 23, 2025 | CHICAGO, IL | Team lift out | Other | 20.0% |
| WINTRUST INVESTMENTS | 3 | Apr 10, 2018 | Sep 30, 2011 | WINNETKA, IL | Channel change | Other | 15.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WINTRUST INVESTMENTS | 16 | Jan 23, 2025 | Feb 2, 2026 | CHICAGO, IL | Channel change | Other | 12.9% |