DFX Intelligence

N•••• E••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

N•••• E••••• T••••••

Advisor at F•••• P••••••• W•••••• L••

Boca Raton, FL

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Search this name across graphsid dfx:ria:143e3aa3-a09e-4234-c61e-972fc53fb9fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 27, 2019	n/a	yes	Boca Raton, FL	Current employment
S•••••••• G••••• A•••• M••••••••• L••	Former SEC adviser	Jun 10, 2016	May 31, 2019	no	Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• G••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	May 31, 2019	Jun 27, 2019	27	Firm change	RIA to RIA
L••••• C•••••• M••••••••• L••	S•••••••• G••••• A•••• M••••••••• L••	Feb 12, 2007	Jun 10, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
107522:159289:FL:2019-05-31	May 31, 2019	Jun 27, 2019	BOCA RATON, FL	Firm change

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 27, 2019 to presentfactForm ADV
→ S•••••••• G••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 10, 2016 to May 31, 2019factForm ADV
→ L••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 14, 2001 to Feb 12, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:143e3aa3-a09e-4234-c61e-972fc53fb9fa
First observed: Mar 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.