RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• E••••• T••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jun 27, 2019 · Boca Raton, Fl
- S•••••••• G••••• A•••• M••••••••• L•• formerJun 10, 2016 to May 31, 2019 · Boca Raton, Fl
- L••••• C•••••• M••••••••• L•• formerMar 14, 2001 to Feb 12, 2007 · Boca Raton , Fl
- S•••••••• G••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••left May 31, 2019, registered Jun 27, 2019 (27 days) · RIA to RIA · moved with a team
- L••••• C•••••• M••••••••• L•• to S•••••••• G••••• A•••• M••••••••• L••left Feb 12, 2007, registered Jun 10, 2016 (3406 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address