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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Michelle Lee Dubena

Advisor at EDWARD JONES

Port Clinton, OH

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Search this name across graphsid dfx:ria:145615f2-ab25-8ea6-3ca7-7870549201d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 24, 2015
First registration: Apr 29, 2016
Dual registered: yes, broker-dealer
Other names: MICHELLE LEE CHITTENDEN|SHELLY LEE DUBENA
IAPD individual key: 4239155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Dec 19, 2018	n/a	yes	Port Clinton, OH	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 20, 2018	Dec 12, 2018	no	NORTH OLMSTEAD, OH\|FAIRLAWN, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 16, 2017	Aug 30, 2018	no	MAYFIELD HEIGHTS, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 1, 2016	May 2, 2017	no	WESTLAKE, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Apr 29, 2016	Oct 24, 2016	no	ELYRIA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	EDWARD JONES	Dec 12, 2018	Dec 19, 2018	7	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	CITIZENS SECURITIES, INC.	Aug 30, 2018	Sep 20, 2018	21	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	PRUCO SECURITIES, LLC	May 2, 2017	Nov 16, 2017	198	Firm change	Other
FIFTH THIRD SECURITIES, INC.	PNC WEALTH MANAGEMENT	Oct 24, 2016	Dec 1, 2016	38	Firm change	Other

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: current employment
Dec 19, 2018 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 20, 2018 to Dec 12, 2018factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 16, 2017 to Aug 30, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 1, 2016 to May 2, 2017factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Apr 29, 2016 to Oct 24, 2016factForm ADV

Dated events

No dated event names this entity yet.