DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• I••••••••• M•••••••••
ST PETERSBURG, FL | Oakland, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• I••••••••• M••••••••• | Asset manager | Oct 29, 2020 | n/a | yes | ST PETERSBURG, FL|Oakland, CA | Current employment |
| S•• S••••••••• L•• | Former SEC adviser | Jan 23, 2017 | Jul 23, 2020 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• S••••••••• L•• | R•••••• J•••• I••••••••• M••••••••• | Jul 23, 2020 | Oct 29, 2020 | 98 | Firm change | Other |
| B••••••• V••• L•• | S•• S••••••••• L•• | Feb 6, 2020 | Jan 23, 2017 |
| B••••••• V••• L•• | n/a | Nov 12, 2008 | Feb 6, 2020 | no | OAKLAND, CA | Previous registration |
| R••••• V•• S••••••••• I••• | n/a | Oct 12, 2006 | Dec 21, 2007 | no | OAKLAND, CA|OAKLAND, CA | Previous registration |
| S•• S••••••••• L•• | Former SEC adviser | Mar 19, 2004 | Dec 31, 2016 | no | OAKLAND, CA | Previous registration |
| Firm change after gap |
| Other |
| S•• S••••••••• L•• | R••••• V•• S••••••••• I••• | Dec 31, 2016 | Oct 12, 2006 | -3,733 | Firm change after gap | Other |
| R••••• V•• S••••••••• I••• | B••••••• V••• L•• | Dec 21, 2007 | Nov 12, 2008 | 327 | Firm change | Other |