DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Singleton
Feed of 09/14/2026
Also filed as Steve Singleton
At current firm
5 y
since Oct 29, 2020
In the industry
32 y
since Sep 22, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Investment Management asset manager currentsince Oct 29, 2020 · St Petersburg, Fl
- Spi Strategies, LLC formerJan 23, 2017 to Jul 23, 2020 · Oakland, Ca
- Blaylock Van, LLC unclassifiedNov 12, 2008 to Feb 6, 2020 · Oakland, Ca
- Robert Van Securities, Inc. unclassifiedOct 12, 2006 to Dec 21, 2007 · Oakland, Ca
- Spi Strategies, LLC formerMar 19, 2004 to Dec 31, 2016 · Oakland, Ca
Moves
a registration end followed by a registration begin elsewhere
- Spi Strategies, LLC to Raymond James Investment Managementleft Jul 23, 2020, registered Oct 29, 2020 (98 days) · Other
- Blaylock Van, LLC to Spi Strategies, LLCleft Feb 6, 2020, registered Jan 23, 2017 (-1109 days) · Other
- Spi Strategies, LLC to Robert Van Securities, Inc.left Dec 31, 2016, registered Oct 12, 2006 (-3733 days) · Other
- Robert Van Securities, Inc. to Blaylock Van, LLCleft Dec 21, 2007, registered Nov 12, 2008 (327 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address