DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAPITOL SECURITIES MANAGEMENT, INC.
GLEN ALLEN, VA | Sahuarita, AZ | MILFORD, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Nov 13, 2008 | n/a | yes | GLEN ALLEN, VA|Sahuarita, AZ|MILFORD, DE | Current employment |
| THE CONCORD EQUITY GROUP, LLC | n/a | Oct 5, 2004 | Apr 27, 2007 | no | MILTON, DE|ISELIN, NJ|MILFORD, DE | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 1, 2003 | Jun 25, 2004 | no | ST. LOUIS, MO | Previous registration |
| FEDERAL STREET FINANCIAL SERVICES | n/a | Jan 1, 2001 | Dec 31, 2008 | no | MILFORD, DE | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | Apr 22, 1999 | Aug 1, 2003 | no | MILTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FEDERAL STREET FINANCIAL SERVICES | WALNUT STREET SECURITIES, INC. | Dec 31, 2008 | Aug 1, 2003 | -1,979 | Firm change after gap | Other |
| THE CONCORD EQUITY GROUP, LLC | CAPITOL SECURITIES MANAGEMENT, INC. | Apr 27, 2007 | Nov 13, 2008 | 566 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | THE CONCORD EQUITY GROUP, LLC | Jun 25, 2004 | Oct 5, 2004 | 102 | Firm change | Other |
| NATHAN & LEWIS SECURITIES, INC. | FEDERAL STREET FINANCIAL SERVICES | Aug 1, 2003 | Jan 1, 2001 | -942 | Firm change after gap | Other |