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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

CASEY S KRIEDMAN

Advisor at MORGAN STANLEY

New York, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 15, 2001
First registration: Jun 5, 2002
Dual registered: yes, broker-dealer
Other names: CASEY KRIEDMAN|CASEY SARAH KRIEDMAN
IAPD individual key: 4345959

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	May 7, 2021	n/a	yes	New York, NY	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 26, 2018	May 18, 2021	no	NEW YORK, NY\|Greenwich, CT	Previous registration
LENOX ADVISORS, INC.	n/a	Oct 4, 2004	Mar 21, 2007	no	NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 12, 2004	no	NEW YORK, NY	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 5, 2002	Jul 1, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	May 18, 2021	May 7, 2021	-11	Firm change	Wirehouse to wirehouse
LENOX ADVISORS, INC.	UBS FINANCIAL SERVICES INC.	Mar 21, 2007	Nov 26, 2018	4,268	Firm change after gap	Other
WELLS FARGO ADVISORS	LENOX ADVISORS, INC.	Aug 12, 2004	Oct 4, 2004	53	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
May 7, 2021 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 26, 2018 to May 18, 2021factForm ADV
→ LENOX ADVISORS, INC.Registered adviserregistration: previous registration
Oct 4, 2004 to Mar 21, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 12, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 5, 2002 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.