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Registered advisor
C•••• S• K•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• K•••••••
At current firm
5 y
since May 7, 2021
In the industry
24 y
since Oct 15, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 7, 2021 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseNov 26, 2018 to May 18, 2021 · New York, Ny
- L•••• A•••••••• I••• unclassifiedOct 4, 2004 to Mar 21, 2007 · New York, Ny
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Aug 12, 2004 · New York, Ny
- P••••••••• E••••• G••••• L•• unclassifiedJun 5, 2002 to Jul 1, 2003 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 18, 2021, registered May 7, 2021 (-11 days) · Wirehouse to wirehouse
- L•••• A•••••••• I••• to U•• F•••••••• S••••••• I•••left Mar 21, 2007, registered Nov 26, 2018 (4268 days) · Other
- W•••• F•••• A••••••• to L•••• A•••••••• I•••left Aug 12, 2004, registered Oct 4, 2004 (53 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address