DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 17, 2025 | n/a | yes | Bradford, PA|Buffalo, NY|Erie, PA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 23, 2024 | Nov 20, 2025 | no | ERIE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Nov 20, 2025 | Nov 17, 2025 | -3 | Firm change | Ibd to ibd |
| L•• F•••••••• L•• | O•••• W•••••• I••• | Sep 24, 2024 | Oct 23, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6363:PA:2025-11-20 | Nov 20, 2025 | Nov 17, 2025 | ERIE, PA | Firm change |
| 154032:6413:PA:2018-12-31 | Dec 31, 2018 | Oct 4, 2017 | WARREN, PA | Firm change after gap |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 4, 2017 | Sep 24, 2024 | no | Meadville, PA|FORT MILL, SC|ERIE, PA|MEADVILLE, PA|BRADFORD, PA|BRADFORD, PA | Previous registration |
| N•••••••• A•••••••• I••• | Former SEC adviser | Oct 31, 2011 | Dec 31, 2018 | no | MEADVILLE, PA|WARREN, PA | Previous registration |
| O•• F•••••••• | Former SEC adviser | Jan 27, 2011 | Nov 1, 2011 | no | CONCORD, CA | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Jan 21, 2011 | no | MEADVILLE, PA | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Feb 17, 2006 | Jan 2, 2009 | no | MEADVILLE, PA | Previous registration |
| 29 |
| Firm change |
| Ibd to ibd |
| N•••••••• A•••••••• I••• | L•• F•••••••• L•• | Dec 31, 2018 | Oct 4, 2017 | -453 | Firm change after gap | Other |
| O•• F•••••••• | N•••••••• A•••••••• I••• | Nov 1, 2011 | Oct 31, 2011 | -1 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | O•• F•••••••• | Jan 21, 2011 | Jan 27, 2011 | 6 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |