DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
VANCOUVER, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 1, 2025 | n/a | yes | VANCOUVER, WA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Nov 2, 2018 | May 5, 2025 | no | VANCOUVER, WA|Bellevue, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | L•• F•••••••• L•• | May 5, 2025 | May 1, 2025 | -4 | Bulk transfer | Ibd to ibd |
| S••••••• I••••••••• I••• | O•••• W•••••• I••• | Nov 2, 2018 | Nov 2, 2018 |
| S••••••• I••••••••• I••• | Former SEC adviser | Dec 28, 2015 | Nov 2, 2018 | no | VANCOUVER, WA|Bellevue, WA | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 11, 2003 | Dec 28, 2015 | no | VANCOUVER, WA|VANCOUVER, WA|PORTLAND, OR|UNIVERSITY PLACE, WA|VANCOUVER, WA|UNIVERSITY PLACE, WA | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Aug 30, 2002 | May 1, 2003 | no | PORTLAND, OR | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| S••••••• F•••••••• S•••••••• I••• | S••••••• I••••••••• I••• | Dec 28, 2015 | Dec 28, 2015 | 0 | Bulk transfer | Other |
| N•• E•••••• S••••••••• C••••••••• | S••••••• F•••••••• S•••••••• I••• | May 1, 2003 | Jul 11, 2003 | 71 | Firm change | Other |