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Registered advisor
J•••••• O••••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••••• O M•••••
At current firm
1 y
since May 1, 2025
In the industry
30 y
since Jul 17, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · Vancouver, Wa
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to May 5, 2025 · Vancouver, Wa
- S••••••• I••••••••• I••• formerDec 28, 2015 to Nov 2, 2018 · Vancouver, Wa
- S••••••• F•••••••• S•••••••• I••• formerJul 11, 2003 to Dec 28, 2015 · Vancouver, Wa
- N•• E•••••• S••••••••• C••••••••• formerAug 30, 2002 to May 1, 2003 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left May 5, 2025, registered May 1, 2025 (-4 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••left Dec 28, 2015, registered Dec 28, 2015 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to S••••••• F•••••••• S•••••••• I•••left May 1, 2003, registered Jul 11, 2003 (71 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address