DFX Intelligence

J•••• L••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••• L••••• K•••••••

Advisor at S••••• C•••••• M••••••••• L••

Minneapolis, MN | SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:146b44ae-b804-a6cd-632f-9b317d5d1b6a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• C•••••• M••••••••• L••	Independent wealth	Jan 2, 2025	n/a	yes	SAINT LOUIS, MO\|Minneapolis, MN	Current employment
S••••• C•••••• M••••••••• L••	Independent wealth	Nov 1, 2023	Dec 31, 2024	no	SAINT LOUIS, MO\|Edmond, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• G•••• F••••••••• I•••	S••••• C•••••• M••••••••• L••	Nov 9, 2023	Nov 1, 2023	-8	Firm change	RIA to RIA
S•••• M•••• G••••• L••	P••• G•••• F••••••••• I•••	Oct 27, 2020	Sep 3, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
116508:122692:OK:2023-11-09	Nov 9, 2023	Nov 1, 2023	OKLAHOMA CITY, OK	Firm change
284187:116508:TX:2020-10-27	Oct 27, 2020	Sep 3, 2019	EASTLAND, TX	Firm change after gap
109485:284187:OK:2017-05-15	May 15, 2017	May 9, 2017	EDMOND, OK	Firm change

Relationships

Registered with (5)

→ S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2023 to Dec 31, 2024factForm ADV
→ P••• G•••• F••••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2023 to Nov 9, 2023factForm ADV
→ S•••• M•••• G••••• L••Registered adviserregistration: previous registration
May 9, 2017 to Oct 27, 2020factForm ADV
→ S••••• F•••••••• G•••• I••

Dated events

Occurred
Nov 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:146b44ae-b804-a6cd-632f-9b317d5d1b6a
First observed: Apr 13, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.