DFX Intelligence

C•••••• J••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst10 years in industry

C•••••• J••• H•••••

Advisor at C••••• W••••• A••••••• L••

SAN LUIS OBISPO, CA | TEMPLETON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1474f2f7-3d38-6fd2-b63c-9c8950b15846

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 26, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• W••••• A••••••• L••	Independent wealth	Jan 12, 2021	n/a	yes	SAN LUIS OBISPO, CA\|TEMPLETON, CA	Current employment
C•••••• F•••••••• P•••••••• L••	Former SEC adviser	May 26, 2016	Mar 24, 2021	no	SAN LUIS OBISPO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• P•••••••• L••	C••••• W••••• A••••••• L••	Mar 24, 2021	Jan 12, 2021	-71	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••• W••••• A••••••• L••Registered adviserregistration: current employment
Jan 12, 2021 to presentfactForm ADV
→ C•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
May 26, 2016 to Mar 24, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1474f2f7-3d38-6fd2-b63c-9c8950b15846
First observed: May 26, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.