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CRD 311261
TEMPLETON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••••• A••• G••••• | Certified Financial Planner | TEMPLETON, CA | 5 | 28 | 3 | no |
| C•••••• J••• H••••• | Certified Financial Planner|Chartered Financial Analyst | SAN LUIS OBISPO, CA | TEMPLETON, CA | 5 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• F•••••••• P•••••••• L•• | OWNER COMPLIANCE OFFICER | B | yes | 10/2020 | Mar 24, 2026 | Mar 24, 2026 |
| H•••••• C••••••• J••• | MANAGER AND CHIEF INVESTMENT OFFICER | Na | yes | 10/2020 | Mar 24, 2026 | Mar 24, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN LUIS OBISPO | CA | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $871M | 24.1% | $599M | 21.7% | 19 | 11 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G••••• W••••• M••••••••• G••••• I••• | 3 | Mar 29, 2021 | Jan 12, 2021 | TEMPLETON, CA | Firm absorbed | Other | 100.0% |
| no |
| S•••••••• C•••••••• K••• | n/a | TEMPLETON, CA | 5 | 14 | 1 | no |
| A••••• R••• S•••••• | Certified Financial Planner | TEMPLETON, CA | 5 | 12 | 1 | no |
| S•••••• W•••••• R•••• | n/a | SAN LUIS OBISPO, CA | TEMPLETON, CA | 4 | 11 | n/a | no |
| A•••••• L•• L••••• | Certified Financial Planner | TEMPLETON, CA | 2 | 10 | 1 | no |
| K•••••• M•••••• | n/a | TEMPLETON, CA | SAN LUIS OBISPO, CA | 1 | 11 | n/a | no |
| T••••• D•••••••• | n/a | SAN LUIS OBISPO, CA | TEMPLETON, CA | 1 | 11 | n/a | no |
| B••••• C•••••• S•••••• | Certified Financial Planner | TEMPLETON, CA | San Luis Obispo, CA | 0 | 11 | 2 | no |
| Owner |
| F |
| yes |
| 01/2023 |
| Mar 28, 2023 |
| Aug 12, 2024 |
| D•••••••• D•••••• | TRUSTEE OF ROB A G••••• & D•••••• L D••••••• L••••• TRUST | D | yes | 04/2006 | Dec 11, 2020 | Aug 12, 2024 |
| G••••• W••••• M••••••••• G••••• I••• | Owner | E | yes | 10/2020 | Nov 2, 2020 | Aug 12, 2024 |
| G•••••• R•••••• A••• | MANAGER AND CHIEF COMPLIANCE OFFICER | Na | yes | 10/2020 | Nov 2, 2020 | Aug 12, 2024 |
| G•••••• R•••••• A••• | TRUSTEE OF ROB A G••••• & D•••••• L D••••••• L••••• TRUST | D | yes | 04/2006 | Nov 2, 2020 | Aug 12, 2024 |
| H•••••• C••••••• J••• | TRUSTEE OF T•• C•••••• H••••• R•••••••• T••••• U•••• D•••• O•••••• 1•• 2••• | E | yes | 10/2017 | Nov 2, 2020 | Aug 12, 2024 |
| R•• A• G••••• • D•••••• L• D••••••• L••••• T•••• D•••• A•••• 1•• 2••• | TRUSTEE OF ROB A G••••• & D•••••• L D••••••• L••••• TRUST | F | yes | 01/2015 | Dec 11, 2020 | Aug 12, 2024 |
| T•• C•••••• H••••• R•••••••• T••••• U•••• D•••• O•••••• 1•• 2••• | TRUSTEE OF T•• C•••••• H••••• R•••••••• T••••• U•••• D•••• O•••••• 1•• 2••• | F | yes | 10/2020 | Nov 2, 2020 | Aug 12, 2024 |
| J••• B•••• A•• B•••••• L•• | Owner | Na | no | 01/2023 | Mar 24, 2026 | Mar 24, 2026 |
| $1.1B |
| $1.0B |
| 19 |
| 11 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 30, 2025 | $871M | $812M | 11 | 7 | 1 | n/a | n/a |
| 2023 | Mar 26, 2024 | $721M | $680M | 11 | 7 | 1 | n/a | n/a |
| 2022 | Mar 28, 2023 | $599M | $559M | 11 | 7 | 1 | n/a | n/a |
| 2021 | Mar 22, 2022 | $621M | $588M | 9 | 5 | 1 | n/a | n/a |
| 2020 | Mar 11, 2021 | $542M | $540M | 8 | 5 | 1 | n/a | n/a |