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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ANDY S RAMPERSAUD

Advisor at LPL FINANCIAL LLC

Orlando, FL | SAN DIEGO, CA | OVIEDO, FL

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Search this name across graphsid dfx:ria:148ba435-60b3-50e2-670f-a3328f0e77f9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 22, 1999
First registration: Jun 26, 2002
Dual registered: yes, broker-dealer
Other names: ANDY RAMPERSAUD|SEWNARINE ANDY RAMPERSAUD
IAPD individual key: 4030919

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 1, 2022	n/a	yes	Orlando, FL\|OVIEDO, FL\|SAN DIEGO, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Sep 12, 2022	no	OVIEDO, FL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Dec 16, 2014	Jul 17, 2020	no	OVIEDO, FL	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 10, 2010	Jul 14, 2014	no	OVIEDO, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 26, 2002	May 24, 2010	no	Orlando, FL\|LAKE MARY, FL\|JACKSONVILLE, FL\|HEATHROW, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Sep 12, 2022	Sep 1, 2022	-11	Firm change	Ibd to RIA
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	INVESTACORP ADVISORY SERVICES INC	Jul 14, 2014	Dec 16, 2014	155	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 24, 2010	Jun 10, 2010	17	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 1, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Sep 12, 2022factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Dec 16, 2014 to Jul 17, 2020factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 10, 2010 to Jul 14, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 26, 2002 to May 24, 2010factForm ADV

Dated events

Occurred
Sep 12, 2022
Advisor changed firm
Andy S Rampersaud left Securities America Advisors, Inc. for Lpl Financial Llc (registered 2022-09-01)
Form ADVobserved 5 days ago