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Advisor at WELLS FARGO ADVISORS
SANTE FE, NM | SANTA FE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 17, 2018 | n/a | yes | SANTA FE, NM|SANTE FE, NM | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 10, 2008 | Jul 18, 2018 | no | SANTA FE, NM | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Aug 8, 2007 | May 30, 2008 | no | SANTA FE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 18, 2018 | Jul 17, 2018 | -1 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 30, 2008 | Jun 10, 2008 | 11 | Firm change | Other |