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RIA / WealthAdvisorCertified Financial Planner22 years in industry

BRUCE ALLAN FRANKEL

Advisor at PARALLEL ADVISORS, LLC

SAN FRANCISCO, CA | DURHAM, NC

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Search this name across graphsid dfx:ria:148cc185-3dca-6521-b63f-29e0698ab256

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARALLEL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 20, 2003
First registration: Oct 21, 2003
Dual registered: no
IAPD individual key: 4700928

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARALLEL ADVISORS, LLC	Independent wealth	Dec 19, 2024	n/a	yes	SAN FRANCISCO, CA\|DURHAM, NC	Current employment
LEGACY PCG, LLC	Independent wealth	Apr 1, 2022	Jul 22, 2024	no	San Rafael, CA\|NEWPORT, CA	Previous registration
ECKHOFF WEALTH MANAGEMENT, LLC	n/a	May 2, 2017	Mar 31, 2023	no	SAN RAFAEL, CA\|SAN RAFAEL, CA	Previous registration
YERBA BUENA WEALTH ADVISORS, LLC	n/a	Oct 21, 2015	Apr 28, 2017	no	SAN RAFAEL, CA	Previous registration
YERBA BUENA WEALTH ADVISORS LLC	n/a	Sep 26, 2013	Oct 7, 2016	no	SAN RAFAEL, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 4, 2005	Sep 8, 2016	no	SAN RAFAEL, CA\|SAN FRANCISCO, CA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Mar 16, 2004	Jan 4, 2005	no	SAN FRANCISCO, CA	Previous registration
PRO-INTEGRITY SECURITIES, INC.	n/a	Oct 21, 2003	Nov 17, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEGACY PCG, LLC	PARALLEL ADVISORS, LLC	Jul 22, 2024	Dec 19, 2024	150	Firm change	RIA to RIA
ECKHOFF WEALTH MANAGEMENT, LLC	LEGACY PCG, LLC	Mar 31, 2023	Apr 1, 2022	-364	Firm change after gap	Other
YERBA BUENA WEALTH ADVISORS, LLC	ECKHOFF WEALTH MANAGEMENT, LLC	Apr 28, 2017	May 2, 2017	4	Firm change	Other
YERBA BUENA WEALTH ADVISORS LLC	YERBA BUENA WEALTH ADVISORS, LLC	Oct 7, 2016	Oct 21, 2015	-352	Firm change after gap	Other
LPL FINANCIAL LLC	YERBA BUENA WEALTH ADVISORS LLC	Sep 8, 2016	Sep 26, 2013	-1,078	Firm change after gap	Other
ESI FINANCIAL ADVISORS	LPL FINANCIAL LLC	Jan 4, 2005	Jan 4, 2005	0	Firm change	Other
PRO-INTEGRITY SECURITIES, INC.	ESI FINANCIAL ADVISORS	Nov 17, 2003	Mar 16, 2004	120	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167703:226726:CA:2016-10-07	Oct 7, 2016	Oct 21, 2015	SAN RAFAEL, CA	Firm change after gap

Relationships

Registered with (7)

→ PARALLEL ADVISORS, LLCRegistered adviserregistration: current employment
Dec 19, 2024 to presentfactForm ADV
→ LEGACY PCG, LLCRegistered adviserregistration: previous registration
Apr 1, 2022 to Jul 22, 2024factForm ADV
→ ECKHOFF WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 2, 2017 to Mar 31, 2023factForm ADV
→ YERBA BUENA WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 21, 2015 to Apr 28, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 4, 2005 to Sep 8, 2016factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 16, 2004 to Jan 4, 2005factForm ADV
→ PRO-INTEGRITY SECURITIES, INC.Registered adviserregistration: previous registration
Oct 21, 2003 to Nov 17, 2003factForm ADV

Dated events

Occurred
Jul 22, 2024
Advisor changed firm
Bruce Allan Frankel left Legacy Pcg, Llc for Parallel Advisors, Llc (registered 2024-12-19)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Bruce Allan Frankel left Eckhoff Wealth Management, Llc for Legacy Pcg, Llc (registered 2022-04-01)
Form ADVobserved 5 days ago