DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• A•••• F••••••

P••••••• A•••••••• L••independent RIASan Francisco, Ca IA-onlyIAPD 4700928

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Dec 19, 2024

In the industry

22 y

since Oct 20, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••• A•••••••• L•• independent RIA current
since Dec 19, 2024 · San Francisco, Ca
L••••• P••• L•• independent RIA
Apr 1, 2022 to Jul 22, 2024 · San Rafael, Ca
E•••••• W••••• M••••••••• L•• unclassified
May 2, 2017 to Mar 31, 2023 · San Rafael, Ca
Y•••• B•••• W••••• A•••••••• L•• unclassified
Oct 21, 2015 to Apr 28, 2017 · San Rafael, Ca
Y•••• B•••• W••••• A••••••• L•• unclassified
Sep 26, 2013 to Oct 7, 2016 · San Rafael, Ca
L•• F•••••••• L•• BD affiliated
Jan 4, 2005 to Sep 8, 2016 · San Rafael, Ca
E•• F•••••••• A••••••• independent RIA
Mar 16, 2004 to Jan 4, 2005 · San Francisco, Ca
P••••••••• S••••••••• I••• unclassified
Oct 21, 2003 to Nov 17, 2003 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

L••••• P••• L•• to P••••••• A•••••••• L••
left Jul 22, 2024, registered Dec 19, 2024 (150 days) · RIA to RIA
E•••••• W••••• M••••••••• L•• to L••••• P••• L••
left Mar 31, 2023, registered Apr 1, 2022 (-364 days) · Other
Y•••• B•••• W••••• A•••••••• L•• to E•••••• W••••• M••••••••• L••
left Apr 28, 2017, registered May 2, 2017 (4 days) · Other
Y•••• B•••• W••••• A••••••• L•• to Y•••• B•••• W••••• A•••••••• L••
left Oct 7, 2016, registered Oct 21, 2015 (-352 days) · Other · moved with a team
L•• F•••••••• L•• to Y•••• B•••• W••••• A••••••• L••
left Sep 8, 2016, registered Sep 26, 2013 (-1078 days) · Other
E•• F•••••••• A••••••• to L•• F•••••••• L••
left Jan 4, 2005, registered Jan 4, 2005 (0 days) · Other
P••••••••• S••••••••• I••• to E•• F•••••••• A•••••••
left Nov 17, 2003, registered Mar 16, 2004 (120 days) · Other

Signals

B•••• A•••• F•••••• left L••••• P••• L•• for P••••••• A•••••••• L•• (registered 2024-12-19)
Jul 22, 2024 · Advisor changed firm · fact
B•••• A•••• F•••••• left E•••••• W••••• M••••••••• L•• for L••••• P••• L•• (registered 2022-04-01)
Mar 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address