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Advisor at LPL FINANCIAL LLC
MORRISTOWN, NJ | HACKETTSTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 27, 2004 | n/a | yes | HACKETTSTOWN, NJ|MORRISTOWN, NJ | Current employment |
| MORRISTOWN FINANCIAL GROUP, LLP | n/a | Nov 10, 2004 | Jun 30, 2009 | no | MORRISTOWN, NJ | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jul 23, 2002 | Jun 2, 2004 | no | EAST HANOVER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORRISTOWN FINANCIAL GROUP, LLP | n/a | Jun 30, 2009 | n/a | n/a | Departure no registered destination | Departure |
| WS GRIFFITH SECURITIES, INC. | LPL FINANCIAL LLC | Jun 2, 2004 | May 27, 2004 | -6 | Firm change | Other |