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Registered advisor
S•••• A••••• A•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• A••••• A•••••••
At current firm
22 y
since May 27, 2004
In the industry
28 y
since May 22, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 27, 2004 · Hackettstown, Nj
- M••••••••• F•••••••• G••••• L•• unclassifiedNov 10, 2004 to Jun 30, 2009 · M•••••••••, Nj
- W• G••••••• S••••••••• I••• unclassifiedJul 23, 2002 to Jun 2, 2004 · East Hanover, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••••••• F•••••••• G••••• L•• to no registered destinationleft Jun 30, 2009 · Departure, no registered destination
- W• G••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 2, 2004, registered May 27, 2004 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address