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Advisor at EDWARD JONES
ST. LOUIS, MO | MANCHESTER, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jun 16, 2015 | n/a | yes | ST. LOUIS, MO|MANCHESTER, MO | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 9, 2015 | May 19, 2015 | no | ST. LOUIS, MO | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jun 12, 2013 | Dec 1, 2014 | no | JERSEY CITY, NJ | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jun 11, 2013 | Dec 1, 2014 | no | JERSEY CITY, NJ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 14, 2012 | May 14, 2013 | no | SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | EDWARD JONES | May 19, 2015 | Jun 16, 2015 | 28 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 1, 2014 | Feb 9, 2015 | 70 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Dec 1, 2014 | Jun 12, 2013 | -537 | Channel change | Other |
| WELLS FARGO ADVISORS | TD AMERITRADE, INC. | May 14, 2013 | Jun 11, 2013 | 28 | Firm change | Other |