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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

THOMAS ERWIN MUNKER

Advisor at STIRLINGSHIRE INVESTMENTS

NEW YORK, NY | Topeka, KS

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Search this name across graphsid dfx:ria:14acdbf3-db32-d7a2-a358-60c149641a94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIRLINGSHIRE INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 10, 1997
First registration: May 26, 2006
Dual registered: yes, broker-dealer
Other names: THOMAS E MUNKER|Tom Munker
IAPD individual key: 2861111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIRLINGSHIRE INVESTMENTS	Independent wealth	Dec 17, 2025	n/a	yes	NEW YORK, NY\|Topeka, KS	Current employment
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Dec 22, 2015	Dec 16, 2025	no	TOPEKA, KS\|Topeka, KS\|Overland Park, KS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 20, 2008	Jan 12, 2016	no	ALAMOGORDO, NM\|TOPEKA, KS\|SAN DIEGO, CA\|TOPEKA, KS	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	May 26, 2006	May 20, 2008	no	TOPEKA, KS\|ALTAMONT, KS\|TOPEKA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVEONE SECURITIES, LLC	STIRLINGSHIRE INVESTMENTS	Dec 16, 2025	Dec 17, 2025	1	Firm change	Ibd to RIA
LPL FINANCIAL LLC	CREATIVEONE SECURITIES, LLC	Jan 12, 2016	Dec 22, 2015	-21	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	May 20, 2008	May 20, 2008	0	Firm change	Other

Relationships

Registered with (4)

→ STIRLINGSHIRE INVESTMENTSRegistered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 22, 2015 to Dec 16, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 20, 2008 to Jan 12, 2016factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 26, 2006 to May 20, 2008factForm ADV

Dated events

Occurred
Dec 16, 2025
Advisor changed firm
Thomas Erwin Munker left Creativeone Securities, Llc for Stirlingshire Investments (registered 2025-12-17)
Form ADVobserved 5 days ago