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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE RIA LLC, CRD 327779

NEW YORK, NY

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Search this name across graphsid dfx:ria:74732e2d-a47f-23f7-61d9-36cf79af3f8a

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 28
On other graphs: 0
Observed: Aug 1, 2023 to Aug 5, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=27.0
Regulatory AUM: $180MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $180M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 28
RAUM per advisor: $6.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 29
Advisory employees: 25
Offices: 22Schedule D 1.F, beyond the principal office
Accounts: 1,135
Individual clients: 190
High net worth clients: 570
SEC number: 801-128665
CRD: 327779
Filings on the tape: 24
First filed: Aug 1, 2023
Latest filed: Aug 5, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 27

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEVEN MACKIE WOODS	n/a	NEW YORK, NY	2	16	n/a	yes
MATTHEW DANIEL GREENE	n/a	NEW YORK, NY \| Buford, GA	2	26	4	yes
KATHLEEN XUAN PHAN	n/a	WEST COVINA, CA \| NEW YORK, NY	2	22	2	yes
JAMES PATTON WEBB	Certified Financial Planner	Conroe, TX \| NEW YORK, NY	2	34	7	yes
Mark David Alarie	n/a	NEW YORK, NY \| Orlando, FL	2	10	3	yes
DOUGLAS DEAN SHAFFER	n/a	Toledo, OH \| NEW YORK, NY	2	10	3	yes
David John Gluckle	n/a	Toledo, OH \| NEW YORK, NY	2	14	1	no
KYLE THOMAS CRONAN	n/a	The Woodlands, TX \| NEW YORK, NY	2	21	5	yes
EVA VALENTINE	n/a	NEW YORK, NY \| Merritt Island, FL	2	32	8	yes
ANDREW J GERSBACH	n/a	Columbus, OH \| NEW YORK, NY	2	20	4	yes
Daniel Drahos	n/a	Valley Stream, NY \| NEW YORK, NY	2	16	n/a	yes
JASON MICHAEL VENDITTI	n/a	NEW YORK, NY \| Port Charlotte, FL	1	20	2	yes
TRACY ALLAN SCHAFF	n/a	Tacoma, WA \| NEW YORK, NY	1	19	5	yes
HELEN DAO	Certified Financial Planner	NEW YORK, NY \| San Antonio, TX	1	20	6	yes
KEVIN DENNIS MEYER	n/a	Carlsbad, CA \| NEW YORK, NY	1	18	6	yes
Robert Michael Troyano	Certified Financial Planner	Saddlebrook, NJ \| NEW YORK, NY	1	37	4	yes
JARED GOLDSTINE	n/a	NEW YORK, NY	1	16	2	yes
Michael Joseph Collesano	n/a	NEW YORK, NY \| New York, NY	1	23	n/a	yes
DAVID JOSEPH LAZZARO	Chartered Financial Consultant	Bayville, NJ \| NEW YORK, NY	1	31	3	yes
Daniel Wesley Prevett	n/a	NEW YORK, NY \| Berea, KY	0	11	2	no
THOMAS ERWIN MUNKER	n/a	NEW YORK, NY \| Topeka, KS	0	29	3	yes
Demetrio Joselito Munoz	n/a	NEW YORK, NY \| Bellingham, WA	0	32	6	yes
Evan Mitchell	n/a	NEW YORK, NY \| Arlington, TX	0	12	1	yes
Emily Nicole Sibert	n/a	Spokane, WA \| NEW YORK, NY	0	15	2	yes
Randall Todd Fulks	n/a	NEW YORK, NY \| Portland, OR	0	22	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARCUS, DEBORAH, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 20, 2024	Nov 15, 2024
STIRLINGSHIRE INVESTMENTS, INC.	Member	E	yes	06/2023	Aug 1, 2023	Nov 15, 2024
WOODS, STEVEN, MACKIE	MANAGING MEMBER, CEO	D	yes	06/2023	Aug 1, 2023	Nov 15, 2024
WOODS, STEVEN, MACKIE	Ceo	Na	yes	06/2023	Aug 1, 2023	Nov 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STIRLINGSHIRE BD LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Toledo	Oh	United States	2	yes
Schaumberg	IL	United States	1	yes
NEW YORK	NY	United States	1	yes
STATEN ISLAND	NY	United States	1	yes
Dallas	TX	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$180M	$180M	29	25	22	n/a	n/a
2024	Sep 29, 2024	$69.2M	$69.2M	29	28	22	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
9	6	3	21.4%	3	0	0	41	20

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$180M	$69.2M	159.8%	n/a	n/a	29	29	22	22

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	2	Dec 21, 2023	Dec 11, 2023	BAY CITY, TX	Team lift out	RIA to new firm	0.7%

Relationships

Registered with (47)

← Candice Lee GilmanAdvisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← David L RutanAdvisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← Randall Todd FulksAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← Emily Nicole SibertAdvisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
← Demetrio Joselito MunozAdvisorregistration: current employment
Mar 25, 2026 to presentfactForm ADV
← Evan MitchellAdvisorregistration: current employment
Mar 25, 2026 to presentfactForm ADV
← THOMAS ERWIN MUNKERAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← Daniel Wesley PrevettAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← DAVID JOSEPH LAZZAROAdvisorregistration: current employment
Jun 9, 2025 to presentfactForm ADV
← Robert Michael TroyanoAdvisorregistration: current employment
May 9, 2025 to presentfactForm ADV
← JARED GOLDSTINEAdvisorregistration: current employment
May 9, 2025 to presentfactForm ADV
← Michael Joseph CollesanoAdvisorregistration: current employment
May 9, 2025 to presentfactForm ADV
← KEVIN DENNIS MEYERAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← HELEN DAOAdvisorregistration: current employment
Nov 20, 2024 to presentfactForm ADV
← TRACY ALLAN SCHAFFAdvisorregistration: current employment
Oct 17, 2024 to presentfactForm ADV
← JASON MICHAEL VENDITTIAdvisorregistration: current employment
Sep 20, 2024 to presentfactForm ADV
← Daniel DrahosAdvisorregistration: current employment
May 13, 2024 to presentfactForm ADV
← ANDREW J GERSBACHAdvisorregistration: current employment
Apr 3, 2024 to presentfactForm ADV
← EVA VALENTINEAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV
← KYLE THOMAS CRONANAdvisorregistration: current employment
Mar 14, 2024 to presentfactForm ADV
← David John GluckleAdvisorregistration: current employment
Feb 22, 2024 to presentfactForm ADV
← DOUGLAS DEAN SHAFFERAdvisorregistration: current employment
Feb 20, 2024 to presentfactForm ADV
← Mark David AlarieAdvisorregistration: current employment
Feb 2, 2024 to presentfactForm ADV
← JAMES PATTON WEBBAdvisorregistration: current employment
Dec 11, 2023 to presentfactForm ADV
← KATHLEEN XUAN PHANAdvisorregistration: current employment
Nov 3, 2023 to presentfactForm ADV
← MATTHEW DANIEL GREENEAdvisorregistration: current employment
Oct 11, 2023 to presentfactForm ADV
← STEVEN MACKIE WOODSAdvisorregistration: current employment
Sep 27, 2023 to presentfactForm ADV
← ALLAN KATZAdvisorregistration: current employment
Sep 12, 2023 to presentfactForm ADV
← HYLTON DAVISAdvisorregistration: previous registration
Jun 24, 2025 to Jun 11, 2026factForm ADV
← VIRENDRA SINGH TAVATHIAAdvisorregistration: previous registration
Jan 14, 2026 to Feb 24, 2026factForm ADV
and 17 more

Controls (3)

← MARCUS, DEBORAH, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 20, 2024 to Nov 15, 2024factForm ADV
← WOODS, STEVEN, MACKIEOwnerMANAGING MEMBER, CEO, ownership code D, individual
Aug 1, 2023 to Nov 15, 2024factForm ADV
← STIRLINGSHIRE INVESTMENTS, INC.OwnerMEMBER, ownership code E, domestic entity
Aug 1, 2023 to Nov 15, 2024factForm ADV

Moved with (1)

← UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviser2 advisors, team lift out, same day
Dec 21, 2023 to Dec 11, 2023factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 11, 2026
Advisor changed firm
Hylton Davis left Stirlingshire Investments for Cclg Advisors (registered 2026-08-25)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2026
Advisor changed firm
Virendra Singh Tavathia left Stirlingshire Investments for Hornor, Townsend & Kent, Llc (registered 2026-03-06)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2026
Advisor changed firm
Scott Vincent Valenti left Stirlingshire Investments for Forge Capital (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Steven B Stewart left Stirlingshire Investments for Raymond James & Associates, Inc. (registered 2026-02-09)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Jason J Belyea left Stirlingshire Investments for Cetera Investment Advisers Llc (registered 2026-01-14)
Form ADVobserved 4 days ago
Occurred
Oct 22, 2025
Regulatory AUM changed
Stirlingshire Investments reported RAUM $179.8M, up 160% from $69.2M (2025-05-14 to 2025-10-22)
Form ADVobserved 4 days ago
$111M
Occurred
Oct 22, 2025
Advisor headcount changed
Stirlingshire Investments reported 0 state-registered advisory representatives, down from 29 (2025-05-14 to 2025-10-22)
Form ADVobserved 4 days ago
-29 IARS
Occurred
Oct 17, 2025
Advisor changed firm
Blake Dunbar left Stirlingshire Investments for Strategic Advisers Llc (registered 2026-01-06)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2025
Advisor changed firm
Robert Baker left Stirlingshire Investments for Colorado Financial Service Corporation (registered 2025-08-29)
Form ADVobserved 4 days ago
Occurred
Aug 7, 2025
Advisor changed firm
Jennifer Aguirre left Stirlingshire Investments for Silverstone Private Wealth (registered 2025-09-30)
Form ADVobserved 4 days ago
Occurred
Aug 7, 2025
Advisor changed firm
Keithia D-Great left Stirlingshire Investments for Empower Advisory Group, Llc (registered 2026-05-28)
Form ADVobserved 4 days ago
Occurred
Aug 5, 2025
Advisor changed firm
David Andrew Paul left Stirlingshire Investments for Fusion Planning Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
May 13, 2025
Advisor changed firm
Kevin Patrick Adam left Stirlingshire Investments for Lpl Financial Llc (registered 2025-07-07)
Form ADVobserved 4 days ago
Occurred
May 8, 2025
Advisor changed firm
Michael Daniel Saenz left Stirlingshire Investments for Drumond Wealth Management (registered 2025-05-08)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2025
Advisor changed firm
Nicole Lee Marie Guimonds left Stirlingshire Investments for First Command Advisory Services (registered 2025-05-12)
Form ADVobserved 4 days ago
Occurred
Nov 5, 2024
Advisor changed firm
Joshua A Hutt left Stirlingshire Investments for Hornor, Townsend & Kent, Llc (registered 2024-12-18)
Form ADVobserved 4 days ago
Occurred
Nov 5, 2024
Advisor changed firm
Rolandus Johnson left Stirlingshire Investments for Park Avenue Securities Llc (registered 2025-10-06)
Form ADVobserved 4 days ago
Occurred
Nov 5, 2024
Advisor changed firm
David Block left Stirlingshire Investments for Avantax Advisory Services (registered 2025-01-08)
Form ADVobserved 4 days ago
Occurred
Sep 5, 2024
Advisor changed firm
John Polemis left Stirlingshire Investments for Sphinx Investments Llc (registered 2026-01-01)
Form ADVobserved 4 days ago
Occurred
Jul 29, 2024
Advisor changed firm
Kenneth Christian Reese left Stirlingshire Investments for Supreme Alliance Llc (registered 2024-09-13)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Richard Scott Debono left Stirlingshire Investments for Vanderbilt Advisory Services (registered 2024-07-15)
Form ADVobserved 4 days ago
Occurred
May 20, 2024
Control person joined
Nmn Deborah Marcus (Chief Compliance Officer) appeared on Schedule A of Stirlingshire Investments
Form ADVobserved 4 days ago
Occurred
May 20, 2024
Control person left
Bennett Andrew Dorman (Chief Compliance Officer) no longer on Schedule A of Stirlingshire Investments (listed 2024-05-17, absent 2024-05-20)
Form ADVobserved 4 days ago
Occurred
Dec 21, 2023
Team lift-out
2 advisors left United Planners' Financial Services OF America A Limited Partner (Schulenburg, TX) for Stirlingshire Investments on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 1, 2023
First Form ADV filing
Stirlingshire Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 3 bookkeeping events

Occurred
Sep 29, 2024
Stirlingshire Investments reported 22 offices beyond its principal office, up from 0 (2024-05-20 to 2024-09-29)
Occurred
Sep 29, 2024
Stirlingshire Investments reported 29 state-registered advisory representatives, up from 11 (2024-05-20 to 2024-09-29)
Occurred
Jan 5, 2024
Stirlingshire Investments reported 11 state-registered advisory representatives, up from 1 (2024-01-02 to 2024-01-05)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74732e2d-a47f-23f7-61d9-36cf79af3f8a
First observed: Aug 1, 2023
Last observed: Aug 5, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE RIA LLC, CRD 327779

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74732e2d-a47f-23f7-61d9-36cf79af3f8a

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEVEN MACKIE WOODS

n/a

NEW YORK, NY

n/a

yes

MATTHEW DANIEL GREENE

n/a

NEW YORK, NY | Buford, GA

yes

KATHLEEN XUAN PHAN

n/a

WEST COVINA, CA | NEW YORK, NY

yes

JAMES PATTON WEBB

Certified Financial Planner

Conroe, TX | NEW YORK, NY

yes

Mark David Alarie

n/a

NEW YORK, NY | Orlando, FL

yes

DOUGLAS DEAN SHAFFER

n/a

Toledo, OH | NEW YORK, NY

yes

David John Gluckle

n/a

Toledo, OH | NEW YORK, NY

KYLE THOMAS CRONAN

n/a

The Woodlands, TX | NEW YORK, NY

yes

EVA VALENTINE

n/a

NEW YORK, NY | Merritt Island, FL

yes

ANDREW J GERSBACH

n/a

Columbus, OH | NEW YORK, NY

yes

Daniel Drahos

n/a

Valley Stream, NY | NEW YORK, NY

n/a

yes

JASON MICHAEL VENDITTI

n/a

NEW YORK, NY | Port Charlotte, FL

yes

TRACY ALLAN SCHAFF

n/a

Tacoma, WA | NEW YORK, NY

yes

HELEN DAO

Certified Financial Planner

NEW YORK, NY | San Antonio, TX

yes

KEVIN DENNIS MEYER

n/a

Carlsbad, CA | NEW YORK, NY

yes

Robert Michael Troyano

Certified Financial Planner

Saddlebrook, NJ | NEW YORK, NY

yes

JARED GOLDSTINE

n/a

NEW YORK, NY

yes

Michael Joseph Collesano

n/a

NEW YORK, NY | New York, NY

n/a

yes

DAVID JOSEPH LAZZARO

Chartered Financial Consultant

Bayville, NJ | NEW YORK, NY

yes

Daniel Wesley Prevett

n/a

NEW YORK, NY | Berea, KY

THOMAS ERWIN MUNKER

n/a

NEW YORK, NY | Topeka, KS

yes

Demetrio Joselito Munoz

n/a

NEW YORK, NY | Bellingham, WA

yes

Evan Mitchell

n/a

NEW YORK, NY | Arlington, TX

yes

Emily Nicole Sibert

n/a

Spokane, WA | NEW YORK, NY

yes

Randall Todd Fulks

n/a

NEW YORK, NY | Portland, OR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARCUS, DEBORAH, NMN

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 20, 2024

Nov 15, 2024

STIRLINGSHIRE INVESTMENTS, INC.

Member

yes

06/2023

Aug 1, 2023

Nov 15, 2024

WOODS, STEVEN, MACKIE

MANAGING MEMBER, CEO

yes

06/2023

Aug 1, 2023

Nov 15, 2024

WOODS, STEVEN, MACKIE

Ceo

yes

06/2023

Aug 1, 2023

Nov 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STIRLINGSHIRE BD LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Toledo

United States

yes

Schaumberg

United States

yes

NEW YORK

United States

yes

STATEN ISLAND

United States

yes

Dallas

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$180M

n/a

2024

Sep 29, 2024

$69.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

21.4%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$180M

$69.2M

159.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Dec 21, 2023

Dec 11, 2023

BAY CITY, TX

Team lift out

RIA to new firm

0.7%