DFX Intelligence

Q•••• T••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

Q•••• T••••••••• I•••

CRD 130751

LONDON

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Search this name across graphsid dfx:ria:14b8af79-a796-165b-7b59-2a7f3bc12038

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2012 to Mar 30, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• A•••••	Director	Na	yes	01/2022	Mar 22, 2024	Mar 22, 2024
C••••••• L••• U••	Shareholder	E	yes	01/2004	Mar 31, 2023	Mar 22, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$98,354	-100.0%	$14.3M	n/a	0	0	0	0

Relationships

Affiliated with (1)

← C••••••• LTD.Registered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← D•••••••• L•••••••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 28, 2012 to Mar 22, 2024factForm ADV
← K••••••••• M••••••••OwnerSHAREHOLDER, ownership code E, individual
Feb 28, 2012 to Mar 22, 2024factForm ADV
← A•••••• A•••••OwnerDIRECTOR, ownership code NA, individual

Dated events

Occurred
Mar 22, 2024
Control person joined
A••••• A••••• (Director) appeared on Schedule A of Q•••• T••••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14b8af79-a796-165b-7b59-2a7f3bc12038
First observed: Feb 28, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.