DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••• T••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Feb 28, 2012 · 16 filings
SEC status approved since Mar 11, 2004
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$0 as of Mar 30, 2026
Feb 28, 2012$0 then
HNW client RAUM$12.6M as of Mar 31, 2023
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Feb 28, 20120 then
Employees (5.A)0 as of Mar 30, 2026
Feb 11, 20130 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -100%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• A••••• · Directorcontrolsince 01/2022 · owns less than 5%
- D•••••••• L••••••• · President And Chief Compliance Officercontrolsince 01/2004 · owns less than 5%
- K••••••••• M•••••••• · Shareholdercontrolsince 08/1996 · owns 75% or more of C••••••• L••• U••
Entity owners
- C••••••• L••• U•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 0Mar 31, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 0Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $98,354 to $0Mar 31, 2025 to Mar 30, 2026
- RAUM · $98,354 to $0Mar 31, 2025 to Mar 30, 2026
- HQ state · unset to Mar 22, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Mar 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $124,035 to $98,354Mar 22, 2024 to Mar 31, 2025
- RAUM · $124,035 to $98,354Mar 22, 2024 to Mar 31, 2025
- Related adviser · true to falseMar 22, 2024 to Mar 31, 2025
- Accounts · 3 to 1Mar 31, 2023 to Mar 22, 2024
- Pooled vehicle clients · 1.0 to unsetMar 31, 2023 to Mar 22, 2024
- Discretionary RAUM · $14.3M to $124,035Mar 31, 2023 to Mar 22, 2024
- HNW RAUM · 12606300.0 to unsetMar 31, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · 1650000.0 to unsetMar 31, 2023 to Mar 22, 2024
- RAUM · $14.3M to $124,035Mar 31, 2023 to Mar 22, 2024
- Related adviser · false to trueMar 31, 2023 to Mar 22, 2024
- Accounts · 5 to 3Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $19.1M to $14.3MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $18.4M to $12.6MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $650,500 to $1.6MMar 31, 2022 to Mar 31, 2023
- RAUM · $19.1M to $14.3MMar 31, 2022 to Mar 31, 2023
- Accounts · unset to 5.0Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 1.0Mar 30, 2021 to Mar 31, 2022
- Financial planning clients · unset to 1-10Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · unset to 19050500.0Mar 30, 2021 to Mar 31, 2022
- HNW RAUM · unset to 18400000.0Mar 30, 2021 to Mar 31, 2022
- Non-discretionary RAUM · unset to 0.0Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · unset to 650500.0Mar 30, 2021 to Mar 31, 2022
- RAUM · unset to 19050500.0Mar 30, 2021 to Mar 31, 2022
- Related adviser · true to falseMar 25, 2020 to Mar 30, 2021
- HNW RAUM · 0.0 to unsetMar 19, 2019 to Mar 25, 2020
- Accounts · 0.0 to unsetMar 27, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Mar 27, 2017 to Mar 29, 2018
- Discretionary RAUM · 0.0 to unsetMar 27, 2017 to Mar 29, 2018
- HNW RAUM · unset to 0.0Mar 27, 2017 to Mar 29, 2018
- Non-discretionary RAUM · 0.0 to unsetMar 27, 2017 to Mar 29, 2018
- RAUM · 0.0 to unsetMar 27, 2017 to Mar 29, 2018
- Business name · C••••••• F••• M••••••••• U••• I••• to Q•••• T••••••••• I•••Oct 20, 2016 to Mar 27, 2017
- Legal name · C••••••• F••• M••••••••• U••• I••• to Q•••• T••••••••• I•••Oct 20, 2016 to Mar 27, 2017
- Advisory employees · unset to 0.0Feb 28, 2012 to Feb 11, 2013
Signals
1 dated events
- A••••• A••••• (Director) appeared on Schedule A of Q•••• T••••••••• I•••Mar 22, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- Q••••T•••••••••.USreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 44 207 283 2481reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026