DFX Intelligence

V•••••• C•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

V•••••• C•••••• R•••••

Advisor at P••• 4• A•••••••

SOUTH DENNIS, MA

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Search this name across graphsid dfx:ria:14c38a4f-b654-12e0-c01f-465e94230264

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• 4• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• 4• A•••••••	State registered	Jul 26, 2023	n/a	yes	SOUTH DENNIS, MA	Current employment
C•••••••• C••• C•• A•••••••• L••	Independent wealth	May 27, 2021	Oct 20, 2023	no	SANDWICH, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• C••• C•• A•••••••• L••	P••• 4• A•••••••	Oct 20, 2023	Jul 26, 2023	-86	Firm change after gap	RIA to state RIA
A••••••••• F•••••••• S•••••••• L••	C•••••••• C••• C•• A•••••••• L••	Oct 19, 2020	May 27, 2021

Relationships

Registered with (3)

→ P••• 4• A•••••••Registered adviserregistration: current employment
Jul 26, 2023 to presentfactForm ADV
→ C•••••••• C••• C•• A•••••••• L••Registered adviserregistration: previous registration
May 27, 2021 to Oct 20, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2020 to Oct 19, 2020factForm ADV

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14c38a4f-b654-12e0-c01f-465e94230264
First observed: Aug 26, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.