DFX Intelligence

J•••• T•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J•••• T•••••• H•••••••

Advisor at F•••• T•••• S••••••••• I•••

CAPE CORAL, FL

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Search this name across graphsid dfx:ria:14ce636b-2d72-1935-7d43-830bcefc5846

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Sep 22, 2008	n/a	yes	CAPE CORAL, FL\|CAPE CORAL, FL\|CAPE CORAL, FL\|CAPE CORAL, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 30, 2008	Jul 9, 2008	no	FORT MYERS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	F•••• T•••• S••••••••• I•••	Jul 9, 2008	Sep 22, 2008	75	Firm change	Other

Relationships

Registered with (2)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Sep 22, 2008 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 30, 2008 to Jul 9, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14ce636b-2d72-1935-7d43-830bcefc5846
First observed: Apr 30, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.