DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
Marblehead, MA | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | May 27, 2025 | n/a | yes | Boston, MA|Marblehead, MA | Current employment |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Jun 2, 2020 | May 16, 2025 | no | MIDDLETON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• A••••• S••••••••• L•• | M•• I•••••••• S•••••••• L•• | May 16, 2025 | May 27, 2025 | 11 | Firm change | Ibd to ibd |
| C••••••• S••••••••• I••• | P••• A••••• S••••••••• L•• | Mar 20, 2020 | Jun 2, 2020 |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Dec 20, 2018 | Mar 20, 2020 | no | BELMONT, MA|BELMONT, MA|BURLINGTON, MA|NORTH READING, MA|READING, MA|Woburn, MA | Previous registration |
| E•••• S••••••••• L•• | Bd affiliated wealth | Sep 12, 2016 | Apr 4, 2017 | no | WALTHAM, MA | Previous registration |
| W•••••• • R••• | Former SEC adviser | May 9, 2014 | Nov 18, 2014 | no | WALTHAM, MA|DOVER, MA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Sep 28, 2012 | Feb 21, 2014 | no | ANNAPOLIS, MD|BIRMINGHAM, AL|ELLICOTT CITY, MD | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Apr 11, 2012 | Jun 7, 2012 | no | ANNAPOLIS, MD|HUNT VALLEY, MD | Previous registration |
| 74 |
| Firm change |
| Ibd to ibd |
| E•••• S••••••••• L•• | C••••••• S••••••••• I••• | Apr 4, 2017 | Dec 20, 2018 | 625 | Firm change after gap | Other |
| W•••••• • R••• | E•••• S••••••••• L•• | Nov 18, 2014 | Sep 12, 2016 | 664 | Firm change after gap | Other |
| P•• W••••• M••••••••• | W•••••• • R••• | Feb 21, 2014 | May 9, 2014 | 77 | Firm change | Other |
| R•• C•••••• M••••••• L•• | P•• W••••• M••••••••• | Jun 7, 2012 | Sep 28, 2012 | 113 | Firm change | Other |