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Registered advisor
C•••••• P• F••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Charles Floeckher
At current firm
1 y
since May 27, 2025
In the industry
14 y
since Apr 10, 2012 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince May 27, 2025 · Boston, Ma
- P••• A••••• S••••••••• L•• BD affiliatedJun 2, 2020 to May 16, 2025 · Middleton, Ma
- C••••••• S••••••••• I••• BD affiliatedDec 20, 2018 to Mar 20, 2020 · Belmont, Ma
- E•••• S••••••••• L•• BD affiliatedSep 12, 2016 to Apr 4, 2017 · Waltham, Ma
- W•••••• • R••• formerMay 9, 2014 to Nov 18, 2014 · Waltham, Ma
- P•• W••••• M••••••••• BD affiliatedSep 28, 2012 to Feb 21, 2014 · Annapolis, Md
- R•• C•••••• M••••••• L•• national BDApr 11, 2012 to Jun 7, 2012 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left May 16, 2025, registered May 27, 2025 (11 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to P••• A••••• S••••••••• L••left Mar 20, 2020, registered Jun 2, 2020 (74 days) · Affiliated broker-dealer or bank to another
- E•••• S••••••••• L•• to C••••••• S••••••••• I•••left Apr 4, 2017, registered Dec 20, 2018 (625 days) · Other
- W•••••• • R••• to E•••• S••••••••• L••left Nov 18, 2014, registered Sep 12, 2016 (664 days) · Other
- P•• W••••• M••••••••• to W•••••• • R•••left Feb 21, 2014, registered May 9, 2014 (77 days) · Other
- R•• C•••••• M••••••• L•• to P•• W••••• M•••••••••left Jun 7, 2012, registered Sep 28, 2012 (113 days) · Other
Signals
- C•••••• P• F•••••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-05-27)May 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address