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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Ryan Moser

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY | Phoenix, AZ

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Search this name across graphsid dfx:ria:14e9fabc-ff8e-c712-02fa-55ef6c144103

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 13, 2018
First registration: Sep 13, 2018
Dual registered: yes, broker-dealer
Other names: Ryan R Moser|Ryan Ray Moser
IAPD individual key: 6673640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 31, 2024	n/a	yes	Phoenix, AZ\|NEW YORK, NY	Current employment
ACRYLIC FINANCIAL, INC.	Independent wealth	Jan 15, 2021	Aug 31, 2022	no	FOUNTAIN HILLS, AZ	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 11, 2019	Sep 30, 2019	no	Phoenix, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 13, 2018	Jan 14, 2019	no	Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ACRYLIC FINANCIAL, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 31, 2022	Jul 31, 2024	700	Firm change after gap	RIA to wirehouse
SCHWAB WEALTH ADVISORY, INC.	ACRYLIC FINANCIAL, INC.	Sep 30, 2019	Jan 15, 2021	473	Firm change after gap	Ibd to RIA
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Jan 14, 2019	Jan 11, 2019	-3	Channel change	Ibd to ibd

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jul 31, 2024 to presentfactForm ADV
→ ACRYLIC FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 15, 2021 to Aug 31, 2022factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 11, 2019 to Sep 30, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 13, 2018 to Jan 14, 2019factForm ADV

Dated events

Occurred
Aug 31, 2022
Advisor changed firm
Ryan Moser left Acrylic Financial, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-07-31)
Form ADVobserved 4 days ago