DFX Intelligence

M••••••• M••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

M••••••• M••• K••••

Advisor at T•• A••••••••• L••

STAMFORD, VT

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Search this name across graphsid dfx:ria:14ed5813-6869-8cd3-7a5f-4e1ecefc1c47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 30, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A••••••••• L••	State registered	Jul 17, 2025	n/a	yes	STAMFORD, VT	Current employment
B•••••••• I••••••••• G••••	Independent wealth	May 8, 2023	Jan 20, 2026	no	STAMFORD, VT\|PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• G••••	T•• A••••••••• L••	Jan 20, 2026	Jul 17, 2025	-187	Firm change after gap	RIA to state RIA
B•••••••• A•••• M••••••••• L••	B•••••••• I••••••••• G••••	Jun 30, 2023	May 8, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
143440:316544:NV:2023-06-28	Jun 30, 2023	May 8, 2023	RENO, NV	Firm change after gap
866:143440:RI:2017-09-08	Sep 8, 2017	Sep 7, 2017	WEST WARWICK, RI	Firm change

Relationships

Registered with (5)

→ T•• A••••••••• L••Registered adviserregistration: current employment
Jul 17, 2025 to presentfactForm ADV
→ B•••••••• I••••••••• G••••Registered adviserregistration: previous registration
May 8, 2023 to Jan 20, 2026factForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 7, 2017 to Jun 30, 2023factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14ed5813-6869-8cd3-7a5f-4e1ecefc1c47
First observed: Feb 20, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.