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Advisor at THRIVE CAPITAL MANAGEMENT, LLC
FORT WASHINGTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVE CAPITAL MANAGEMENT, LLC | Independent wealth | Aug 11, 2023 | n/a | yes | FORT WASHINGTON, PA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | Aug 14, 2023 | no | MEDIA, PA|PAOLI, PA|WAYNE, PA|RIDLEY PARK, PA|HAVERTOWN, PA|WILMINGTON, DE|WEST CHESTER, PA | Previous registration |
| M&T SECURITIES, INC. | n/a | Apr 30, 2021 | Jun 9, 2021 | no | HAVERTOWN, PA|PAOLI, PA|RIDLEY PARK, PA|West Chester, PA|Wilmington, DE|MEDIA, PA|WAYNE, PA|BALTIMORE, MD | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 10, 2020 | May 3, 2021 | no | Mt Laurel, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | THRIVE CAPITAL MANAGEMENT, LLC | Aug 14, 2023 | Aug 11, 2023 | -3 | Firm change | Ibd to RIA |
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |
| SECURIAN FINANCIAL SERVICES, INC. | M&T SECURITIES, INC. | May 3, 2021 | Apr 30, 2021 | -3 | Firm change | Other |