DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Harrison
Feed of 09/14/2026
At current firm
3 y
since Aug 11, 2023
In the industry
15 y
since Sep 15, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Thrive Capital Management, LLC independent RIA currentsince Aug 11, 2023 · Fort Washington, Pa
- LPL Financial LLC BD affiliatedJun 9, 2021 to Aug 14, 2023 · Media, Pa
- M&T Securities, Inc. unclassifiedApr 30, 2021 to Jun 9, 2021 · Havertown, Pa
- Securian Financial Services, Inc. formerSep 10, 2020 to May 3, 2021 · Mt Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Thrive Capital Management, LLCleft Aug 14, 2023, registered Aug 11, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- M&T Securities, Inc. to LPL Financial LLCleft Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- Securian Financial Services, Inc. to M&T Securities, Inc.left May 3, 2021, registered Apr 30, 2021 (-3 days) · Other
Signals
- Matthew Harrison left Lpl Financial Llc for Thrive Capital Management, Llc (registered 2023-08-11)Aug 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address