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E•••••••• A•• M• Q••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

E•••••••• A•• M• Q••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14f1dd46-5a81-b360-b94e-d4189b20c10a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jan 10, 2022	n/a	yes	SEATTLE, WA\|TORRANCE, CA	Current employment
S•••••••• W••••• M••••••••• L••	Former SEC adviser	May 27, 2015	Jan 3, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• M••••••••• L••	E• W••••• A•••••••	Jan 3, 2022	Jan 10, 2022	7	Firm change	RIA to RIA
C••••••••• W••••• M•••••••••	S•••••••• W••••• M••••••••• L••	Feb 27, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121344:111147:WA:2021-12-31	Jan 3, 2022	Jan 10, 2022	KIRKLAND, WA	Firm change

Relationships

Registered with (3)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ S•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 27, 2015 to Jan 3, 2022factForm ADV
→ C••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 13, 2012 to Feb 27, 2015factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
E•••••••• A•• M• Q•••• left S•••••••• W••••• M••••••••• L•• for E• W••••• A••••••• (registered 2022-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14f1dd46-5a81-b360-b94e-d4189b20c10a
First observed: Sep 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.