DFX Intelligence

G••• D•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

G••• D•••• G•••••••

Advisor at O•••• I••••••••• I•••

Great Neck, NY | West Orange, NJ

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Jul 25, 2025	n/a	yes	West Orange, NJ\|Great Neck, NY	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 17, 2020	Aug 11, 2025	no	New York, NY\|West Orange, NJ\|Hicksville, NY\|Great Neck, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	O•••• I••••••••• I•••	Aug 11, 2025	Jul 25, 2025	-17	Firm change	Ibd to ibd
O•••• W•••••• I•••	A••••••••• F•••••••• S•••••••• L••	Jun 19, 2020	Jun 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:35371:NY:2025-08-11	Aug 11, 2025	Jul 25, 2025	GREAT NECK, NY	Firm change
23131:6363:NJ:2020-06-19	Jun 19, 2020	Jun 17, 2020	VERONA, NJ	Firm change

Relationships

Registered with (3)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 17, 2020 to Aug 11, 2025factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 9, 2005 to Jun 19, 2020factForm ADV

Dated events

Order

Occurred
11 Aug 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.