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Advisor at CHICAGO CAPITAL, LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHICAGO CAPITAL, LLC | Independent wealth | Nov 6, 2023 | n/a | yes | CHICAGO, IL | Current employment |
| JAG CAPITAL MANAGEMENT LLC | Mixed wealth | Apr 18, 2019 | Dec 1, 2023 | no | Chicago, IL|Chicago, IL | Previous registration |
| CIBC PRIVATE WEALTH ADVISORS, INC. | Bd affiliated wealth | Sep 6, 2017 | May 28, 2019 | no | Chicago, IL | Previous registration |
| GENEVA ADVISORS, LLC | Former SEC adviser | Sep 11, 2015 | Sep 1, 2017 | no | CHICAGO, IL | Previous registration |
| ADVOCATE ASSET MANAGEMENT, LLC | Former SEC adviser | Oct 15, 2012 | Dec 31, 2015 | no | CHICAGO, IL | Previous registration |
| ADVOCATE ASSET MANAGEMENT, LLC | Former SEC adviser | Mar 26, 2012 | Jun 18, 2012 | no | CHICAGO, IL | Previous registration |
| CORONADO CAPITAL MANAGEMENT | n/a | Dec 7, 2005 | Aug 2, 2008 | no | WOOSTER, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JAG CAPITAL MANAGEMENT LLC | CHICAGO CAPITAL, LLC | Dec 1, 2023 | Nov 6, 2023 | -25 | Firm change | RIA to RIA |
| CIBC PRIVATE WEALTH ADVISORS, INC. | JAG CAPITAL MANAGEMENT LLC | May 28, 2019 | Apr 18, 2019 | -40 | Firm change after gap | Ibd to RIA |
| GENEVA ADVISORS, LLC | CIBC PRIVATE WEALTH ADVISORS, INC. | Sep 1, 2017 | Sep 6, 2017 | 5 | Bulk transfer | Other |
| ADVOCATE ASSET MANAGEMENT, LLC | GENEVA ADVISORS, LLC | Dec 31, 2015 | Sep 11, 2015 | -111 | Firm change after gap | Other |
| CORONADO CAPITAL MANAGEMENT | ADVOCATE ASSET MANAGEMENT, LLC | Aug 2, 2008 | Mar 26, 2012 | 1,332 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159227:291624:IL:2023-12-01 | Dec 1, 2023 | Nov 6, 2023 | CHICAGO, IL | Firm change |
| 109644:159227:IL:2019-05-28 | May 28, 2019 | Apr 18, 2019 | CHICAGO, IL | Firm change after gap |
| 118616:121629:IL:2015-12-31 | Dec 31, 2015 | Sep 11, 2015 | CHICAGO, IL | Firm change after gap |