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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

JAG CAPITAL MANAGEMENT LLC

CRD 159227

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6754fa41-4a8d-fa92-470b-91cd1bbe4451

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 14
On other graphs: 0
Observed: Mar 23, 2012 to May 21, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.02 institutional_share=0.48 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-05-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $421MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $136Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 13
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,675
Individual clients: 284
High net worth clients: 101
Custody, client assets: $250M
SEC number: 801-72799
CIK: 1080374
CRD: 159227
Filings on the tape: 50
First filed: Mar 23, 2012
Latest filed: May 21, 2026
Organised: Limited Liability Company, MO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL PHELAN WALSH	n/a	ST. LOUIS, MO	13	47	1	no
SANDRA JEAN SHOTWELL-CAIN	n/a	ST. LOUIS, MO	13	38	2	no
DAVID JOSEPH PATRITTI	n/a	ST. LOUIS, MO	13	32	2	no
NORMAN BENEDICT CONLEY	n/a	ST. LOUIS, MO	13	31	1	no
ROBERTA JOLENE MAUE	n/a	ST. LOUIS, MO	13	31	1	no
JAMES GREGORY SINDELAR	n/a	ST. LOUIS, MO	13	16	2	yes
MATTHEW ROBERT WALSH	n/a	ST. LOUIS, MO	13	15	1	no
ALAN DONALD VOGT	n/a	ST. LOUIS, MO	6	36	n/a	no
ROBERT MICHAEL BERGER	n/a	ST. LOUIS, MO	4	25	n/a	no
GEORGE MARGVELASHVILI	n/a	ST. LOUIS, MO \| Chicago, IL	4	11	1	no
DAVID WILLIAM KINGSTON	n/a	ST. LOUIS, MO	4	26	1	no
CHARLES SENO O'ROURKE	Chartered Financial Analyst	ST. LOUIS, MO	3	10	1	no
GREGORY RYAN DUNN	n/a	ST. LOUIS, MO	0	11	n/a	yes
Daniel John Conley	n/a	ST. LOUIS, MO \| Costa Mesa, CA	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALFIERI, DENISE, DIANE	CHIEF COMPLIANCE OFFICER	Na	yes	07/2021	May 21, 2026	May 21, 2026
CONLEY, NORMAN, BENEDICT	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER OF PORTFOLIO OPERATIONS AND TRADING	Na	yes	09/2011	May 21, 2026	May 21, 2026
HURT, KATE, ANNE	SENIOR VICE PRESIDENT OF OPERATIONS	Na	yes	09/2021	May 21, 2026	May 21, 2026
JA GLYNN & CO	MANAGING MEMBER/SHAREHOLDER	E	yes	09/2011	May 21, 2026	May 21, 2026
SINDELAR, JAMES, GREGORY	SENIOR VICE PRESIDENT OF STRATEGIC RELATIONSHIPS	Na	yes	12/2023	May 21, 2026	May 21, 2026
WOLFF, LINDA, YVONNE	CONTROLLER AND VICE PRESIDENT	Na	yes	01/2026	May 21, 2026	May 21, 2026
CONLEY, NORMAN, BENEDICT	President	E	yes	03/2020	Mar 23, 2012	Dec 9, 2024
MAUE, ROBERTA, JOLENE	SENIOR VICE PRESIDENT, DIRECTOR OF PORTFOLIO OPERATIONS AND TRADING	Na	yes	09/2011	Feb 18, 2021	Dec 9, 2024
MERTZ, DEBORAH, WYNNE	CHIEF FINANCIAL OFFICER	Na	yes	09/2011	Mar 23, 2012	Dec 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.9B	$1.8B	21	13	3	n/a	n/a
2024	Apr 23, 2025	$1.7B	$1.6B	20	14	3	n/a	n/a
2023	Mar 26, 2024	$1.6B	$1.4B	22	16	4	n/a	n/a
2022	Jul 14, 2022	$1.8B	$1.6B	26	20	1	n/a	n/a
2021	Jul 27, 2021	$2.1B	$2.0B	27	20	1	n/a	n/a
2020	Jun 29, 2020	$1.4B	$1.4B	26	25	1	n/a	n/a
2019	Jul 24, 2019	$1.4B	$1.4B	26	25	1	n/a	n/a
2018	Jul 20, 2018	$1.1B	$1.1B	24	23	1	n/a	n/a
2017	Jun 30, 2017	$1.1B	$1.1B	24	23	n/a	n/a	n/a
2016	Jul 26, 2016	$1.1B	$1.1B	23	22	n/a	n/a	n/a
2015	Jul 16, 2015	$1.3B	$1.2B	22	22	n/a	n/a	n/a
2014	Jul 29, 2014	$1.1B	$1.1B	21	21	n/a	n/a	n/a
2013	May 1, 2013	$25.0M	$25.0M	21	21	n/a	n/a	n/a
2012	Jul 18, 2012	$13.9M	$13.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.7B	12.2%	$1.8B	2.8%	21	20	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CHICAGO CAPITAL, LLC	2	Dec 1, 2023	Nov 6, 2023	CHICAGO, IL	Team lift out	RIA to RIA	13.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CIBC PRIVATE WEALTH ADVISORS, INC.	2	May 28, 2019	Apr 18, 2019	CHICAGO, IL	Team lift out	Ibd to RIA	2.8%

Relationships

Registered with (21)

← Daniel John ConleyAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← GREGORY RYAN DUNNAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← CHARLES SENO O'ROURKEAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← DAVID WILLIAM KINGSTONAdvisorregistration: current employment
Oct 28, 2021 to presentfactForm ADV
← GEORGE MARGVELASHVILIAdvisorregistration: current employment
Oct 26, 2021 to presentfactForm ADV
← ROBERT MICHAEL BERGERAdvisorregistration: current employment
Sep 20, 2021 to presentfactForm ADV
← ALAN DONALD VOGTAdvisorregistration: current employment
Sep 3, 2020 to presentfactForm ADV
← SANDRA JEAN SHOTWELL-CAINAdvisorregistration: current employment
Mar 18, 2013 to presentfactForm ADV
← DAVID JOSEPH PATRITTIAdvisorregistration: current employment
Mar 18, 2013 to presentfactForm ADV
← NORMAN BENEDICT CONLEYAdvisorregistration: current employment
Mar 18, 2013 to presentfactForm ADV
← ROBERTA JOLENE MAUEAdvisorregistration: current employment
Mar 18, 2013 to presentfactForm ADV
← JAMES GREGORY SINDELARAdvisorregistration: current employment
Mar 18, 2013 to presentfactForm ADV
← MATTHEW ROBERT WALSHAdvisorregistration: current employment
Mar 18, 2013 to presentfactForm ADV
← MICHAEL PHELAN WALSHAdvisorregistration: current employment
Mar 14, 2013 to presentfactForm ADV
← CONNOR CODY PASTOORAdvisorregistration: previous registration
May 18, 2021 to Aug 20, 2024factForm ADV
← MIKHAIL KIMBAROVSKYAdvisorregistration: previous registration
Apr 18, 2019 to Dec 1, 2023factForm ADV
← JOANN MCCLURE SEAGRENAdvisorregistration: previous registration
Apr 18, 2019 to Dec 1, 2023factForm ADV
← Gregory Paul LowhornAdvisorregistration: previous registration
Apr 14, 2021 to Jan 21, 2022factForm ADV
← BRANDON LUKE MALLINCKRODTAdvisorregistration: previous registration
Dec 6, 2016 to Jul 19, 2021factForm ADV
← CHARLES EDWARD DODSONAdvisorregistration: previous registration
Mar 18, 2013 to Jan 22, 2021factForm ADV
← Todd Thomas GilmoreAdvisorregistration: previous registration
Mar 18, 2013 to Sep 30, 2016factForm ADV

Affiliated with (1)

← JAG ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (6)

← MERTZ, DEBORAH, WYNNEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 23, 2012 to Dec 9, 2024factForm ADV
← CONLEY, NORMAN, BENEDICTOwnerPRESIDENT, ownership code E, individual
Mar 23, 2012 to Dec 9, 2024factForm ADV
← MAUE, ROBERTA, JOLENEOwnerSENIOR VICE PRESIDENT, DIRECTOR OF PORTFOLIO OPERATIONS AND TRADING, ownership code NA, individual
Feb 18, 2021 to Dec 9, 2024factForm ADV
← ALFIERI, DENISE, DIANEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 27, 2021 to Dec 9, 2024factForm ADV
← HURT, KATE, ANNEOwnerSENIOR VICE PRESIDENT OF OPERATIONS, ownership code NA, individual
Jul 14, 2022 to Dec 9, 2024factForm ADV
← JA GLYNN & COOwnerMANAGING MEMBER/SHAREHOLDER, ownership code E, domestic entity
May 1, 2013 to Dec 9, 2024factForm ADV

Moved with (2)

→ CHICAGO CAPITAL, LLCRegistered adviser2 advisors, team lift out, same day
Dec 1, 2023 to Nov 6, 2023factForm ADV
← CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
May 28, 2019 to Apr 18, 2019factForm ADV

Dated events

Occurred
Aug 20, 2024
Advisor changed firm
Connor Cody Pastoor left Jag Capital Management Llc for J.P. Morgan Securities Llc (registered 2024-10-09)
Form ADVobserved 3 days ago
Occurred
Dec 1, 2023
Team lift-out
2 advisors left Jag Capital Management LLC (Chicago, IL) for Chicago Capital, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 1, 2023
Advisor changed firm
Joann Mcclure Seagren left Jag Capital Management Llc for Chicago Capital, Llc (registered 2023-11-06)
Form ADVobserved 3 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Mikhail Kimbarovsky left Jag Capital Management Llc for Chicago Capital, Llc (registered 2023-11-06)
Form ADVobserved 3 days ago
Occurred
Jul 14, 2022
Control person joined
Anne Kate Hurt (Senior Vice President Of Operations) appeared on Schedule A of Jag Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Jan 21, 2022
Advisor changed firm
Gregory Paul Lowhorn left Jag Capital Management Llc for Mml Investors Services, Llc (registered 2023-04-10)
Form ADVobserved 3 days ago
Occurred
Jul 27, 2021
Regulatory AUM changed
Jag Capital Management Llc reported RAUM $2.1B, up 50% from $1.4B (2021-03-05 to 2021-07-27)
Form ADVobserved 3 days ago
$706M
Occurred
Jul 27, 2021
Control person left
Stephen Matthew Hardin (Chief Compliance Officer) no longer on Schedule A of Jag Capital Management Llc (listed 2021-03-05, absent 2021-07-27)
Form ADVobserved 3 days ago
Occurred
Jul 27, 2021
Control person joined
Diane Denise Alfieri (Chief Compliance Officer) appeared on Schedule A of Jag Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Feb 18, 2021
Control person left
Edward Charles Dodson (Vice President/Chief Compliance Officer) no longer on Schedule A of Jag Capital Management Llc (listed 2020-06-29, absent 2021-02-18)
Form ADVobserved 3 days ago
Occurred
Feb 18, 2021
Control person joined
Stephen Matthew Hardin (Chief Compliance Officer) appeared on Schedule A of Jag Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Feb 18, 2021
Control person joined
Jolene Roberta Maue (Vp, Director Of Portfolio Operations And Trading) appeared on Schedule A of Jag Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Jun 29, 2020
Control person left
John Daniel Ferry (Chairman) no longer on Schedule A of Jag Capital Management Llc (listed 2019-07-24, absent 2020-06-29)
Form ADVobserved 3 days ago
Occurred
Jul 24, 2019
Regulatory AUM changed
Jag Capital Management Llc reported RAUM $1.4B, up 28% from $1.1B (2019-03-14 to 2019-07-24)
Form ADVobserved 3 days ago
$313M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6754fa41-4a8d-fa92-470b-91cd1bbe4451
First observed: Mar 23, 2012
Last observed: May 21, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAG CAPITAL MANAGEMENT LLC

CRD 159227

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6754fa41-4a8d-fa92-470b-91cd1bbe4451

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL PHELAN WALSH

n/a

ST. LOUIS, MO

SANDRA JEAN SHOTWELL-CAIN

n/a

ST. LOUIS, MO

DAVID JOSEPH PATRITTI

n/a

ST. LOUIS, MO

NORMAN BENEDICT CONLEY

n/a

ST. LOUIS, MO

ROBERTA JOLENE MAUE

n/a

ST. LOUIS, MO

JAMES GREGORY SINDELAR

n/a

ST. LOUIS, MO

yes

MATTHEW ROBERT WALSH

n/a

ST. LOUIS, MO

ALAN DONALD VOGT

n/a

ST. LOUIS, MO

n/a

ROBERT MICHAEL BERGER

n/a

ST. LOUIS, MO

n/a

GEORGE MARGVELASHVILI

n/a

ST. LOUIS, MO | Chicago, IL

DAVID WILLIAM KINGSTON

n/a

ST. LOUIS, MO

CHARLES SENO O'ROURKE

Chartered Financial Analyst

ST. LOUIS, MO

GREGORY RYAN DUNN

n/a

ST. LOUIS, MO

n/a

yes

Daniel John Conley

n/a

ST. LOUIS, MO | Costa Mesa, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALFIERI, DENISE, DIANE

CHIEF COMPLIANCE OFFICER

yes

07/2021

May 21, 2026

CONLEY, NORMAN, BENEDICT

CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER OF PORTFOLIO OPERATIONS AND TRADING

yes

09/2011

May 21, 2026

HURT, KATE, ANNE

SENIOR VICE PRESIDENT OF OPERATIONS

yes

09/2021

May 21, 2026

JA GLYNN & CO

MANAGING MEMBER/SHAREHOLDER

yes

09/2011

May 21, 2026

SINDELAR, JAMES, GREGORY

SENIOR VICE PRESIDENT OF STRATEGIC RELATIONSHIPS

yes

12/2023

May 21, 2026

WOLFF, LINDA, YVONNE

CONTROLLER AND VICE PRESIDENT

yes

01/2026

May 21, 2026

CONLEY, NORMAN, BENEDICT

President

yes

03/2020

Mar 23, 2012

Dec 9, 2024

MAUE, ROBERTA, JOLENE

SENIOR VICE PRESIDENT, DIRECTOR OF PORTFOLIO OPERATIONS AND TRADING

yes

09/2011

Feb 18, 2021

Dec 9, 2024

MERTZ, DEBORAH, WYNNE

CHIEF FINANCIAL OFFICER

yes

09/2011

Mar 23, 2012

Dec 9, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.9B

$1.8B

n/a

2024

Apr 23, 2025

$1.7B

$1.6B

n/a

2023

Mar 26, 2024

$1.6B

$1.4B

n/a

2022

Jul 14, 2022

$1.8B

$1.6B

n/a

2021

Jul 27, 2021

$2.1B

$2.0B

n/a

2020

Jun 29, 2020

$1.4B

n/a

2019

Jul 24, 2019

$1.4B

n/a

2018

Jul 20, 2018

$1.1B

n/a

2017

Jun 30, 2017

$1.1B

n/a

2016

Jul 26, 2016

$1.1B

n/a

2015

Jul 16, 2015

$1.3B

$1.2B

n/a

2014

Jul 29, 2014

$1.1B

n/a

2013

May 1, 2013

$25.0M

n/a

2012

Jul 18, 2012

$13.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.7B

12.2%

$1.8B

2.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CHICAGO CAPITAL, LLC

Dec 1, 2023

Nov 6, 2023

CHICAGO, IL

Team lift out

RIA to RIA

13.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CIBC PRIVATE WEALTH ADVISORS, INC.

May 28, 2019

Apr 18, 2019

CHICAGO, IL

Team lift out

Ibd to RIA

2.8%