DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 21, 2021 | n/a | yes | SIOUX FALLS, SD | Current employment |
| W•••••• • R••• | Former SEC adviser | Jun 13, 2012 | Jul 21, 2021 | no | SIOUX FALLS, SD|SIOUX FALLS, SD|SAVAGE, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | L•• F•••••••• L•• | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••••• • R••• | Jun 12, 2012 | Jun 13, 2012 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 27, 2004 | Jun 12, 2012 | no | SIOUX FALLS, SD|SIOUX FALLS, SD | Previous registration |
| W•••••• • R••• | Former SEC adviser | Jul 20, 2004 | Oct 12, 2004 | no | SIOUX FALLS, SD | Previous registration |
| 1 |
| Firm change |
| Other |
| W•••••• • R••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 12, 2004 | Oct 27, 2004 | 15 | Firm change | Other |