T•• P•• H•

Advisor at G••• C•••• S••••••••• I•••

THOUSAND OAKS, CA | LAGUNA NIGUEL, CA

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Search this name across graphsid dfx:ria:150037b5-b986-1afc-fce2-801535d85997

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 10, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• C•••• S••••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• I••••••••• A•••••••• L••	Independent wealth	Jul 20, 2026	n/a	yes	LAGUNA NIGUEL, CA	Current employment
G••• C•••• S••••••••• I•••	Former SEC adviser	Jan 23, 2003	n/a	yes	THOUSAND OAKS, CA	Current employment

Relationships

Registered with (2)

→ T••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ G••• C•••• S••••••••• I•••Registered adviserregistration: current employment
Jan 23, 2003 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:150037b5-b986-1afc-fce2-801535d85997
First observed: Mar 10, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.