DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 29, 2026 | n/a | yes | SACRAMENTO, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 4, 2023 | Aug 5, 2026 | no | SACRAMENTO, CA|ROSEVILLE, CA|ROSEVILLE, CA|SACRAMENTO, CA|SACRAMENTO, CA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Oct 18, 2021 | Dec 6, 2023 | no | SALT LAKE CITY, UT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 5, 2016 | Sep 13, 2021 | no | SACRAMENTO, CA|DAVIS, CA|SACRAMENTO, CA|SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Aug 5, 2026 | Jul 29, 2026 | -7 | Firm change | Wirehouse to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | WELLS FARGO ADVISORS | Dec 6, 2023 | Dec 4, 2023 | -2 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Sep 13, 2021 | Oct 18, 2021 | 35 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:79:CA:2026-07-31 | Aug 5, 2026 | Jul 29, 2026 | SACRAMENTO, CA | Firm change |
| 7691:288590:CA:2021-08-09 | Sep 13, 2021 | Oct 18, 2021 | SACRAMENTO, CA | Firm change |