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Advisor at MUTUAL ADVISORS, LLC
Hermosa, SD | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Jan 19, 2017 | n/a | yes | Hermosa, SD|OMAHA, NE | Current employment |
| YIELD ADVISORY | n/a | Apr 16, 2010 | Mar 31, 2017 | no | KEYSTONE, SD | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Feb 1, 2008 | Nov 2, 2009 | no | KEARNEY, NE|LINDSAY, TX | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | May 20, 2005 | Jan 24, 2008 | no | KEARNEY, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| YIELD ADVISORY | MUTUAL ADVISORS, LLC | Mar 31, 2017 | Jan 19, 2017 | -71 | Firm change after gap | Other |
| SSN ADVISORY, INC. | YIELD ADVISORY | Nov 2, 2009 | Apr 16, 2010 | 165 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | SSN ADVISORY, INC. | Jan 24, 2008 | Feb 1, 2008 | 8 | Firm change | Other |