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CRD 167658
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NICHOLAS ARTHUR DAMIANI | n/a | CAMARILLO, CA | OMAHA, NE | 13 | 17 | n/a | yes |
| ERIC MARTIN CAMPBELL | n/a | OMAHA, NE | Torrance, CA | 13 | 38 | 2 | yes |
| JAMES CRAIG COLEMAN | n/a | Ojai, CA | OMAHA, NE | 13 | 43 | 3 | no |
| MARK NANAMURA | n/a | PORTERVILLE, CA | OMAHA, NE | 13 | 36 | 1 | yes |
| CHRISTOPHER HENRI KIELY | n/a | SANTA MONICA, CA | OMAHA, NE | 13 | 29 | n/a | yes |
| RYAN STEPHEN SABOL | n/a | Laguna Beach, CA | OMAHA, NE | 13 | 22 | n/a | yes |
| RANDAL ROY CARSON | n/a | OMAHA, NE | CAMARILLO, CA | 13 | 38 | 3 | yes |
| RICHARD BENJAMIN LEVIN | n/a | CAMARILLO, CA | OMAHA, NE | 13 | 35 | 3 | no |
| ANDREW LAWRENCE ZINN | n/a | OMAHA, NE | Cambria, CA | 13 | 28 | 3 | yes |
| EDDIE BENJAMIN RIVERA | n/a | CAMARILLO, CA | Ventura, CA | OMAHA, NE | 11 | 38 | 1 | yes |
| PATRICIA T FLORES | n/a | OMAHA, NE | Visalia, CA | 11 | 16 | 1 | yes |
| AARON T JASPER | n/a | CAMARILLO, CA | OMAHA, NE | 11 | 20 | n/a | yes |
| EDWARD JOSEPH BUNTING | n/a | OMAHA, NE | Roseville, CA | 10 | 28 | 5 | yes |
| JULIA RAMONA SHILES | n/a | OMAHA, NE | Roseville, CA | 10 | 23 | 4 | yes |
| BRADLEY SCOTT SULLIVAN | Certified Financial Planner | Newport Beach, CA | OMAHA, NE | Roseville, CA | 10 | 22 | 4 | yes |
| DAVID CODD BOYDELL | Certified Financial Planner | OMAHA, NE | Sonoma, CA | 10 | 32 | 3 | no |
| DAWN MARIE CLAUSSEN | n/a | Bellevue, NE | OMAHA, NE | Omaha, NE | 10 | 18 | n/a | yes |
| GERARD PAUL MLINAR | n/a | Hermosa, SD | OMAHA, NE | 9 | 38 | 3 | no |
| CLAYTON MONROE HOLCOMB | Chartered Financial Consultant | OMAHA, NE | Roseville, CA | 9 | 26 | 3 | yes |
| SASIWIPA NAKDEE | n/a | OMAHA, NE | Roseville, CA | 9 | 20 | 2 | yes |
| BRIAN JAMES HAYS | n/a | Houston, TX | OMAHA, NE | 9 | 37 | 9 | no |
| JEREMY ANDREW DODD | Certified Financial Planner | OMAHA, NE | Sweetwater, TX | 8 | 26 | 2 | no |
| JOHN T MCPHERSON | Certified Financial Planner | OMAHA, NE | Sweetwater, TX | 8 | 27 | 1 | no |
| LAWRENCE RICHARD STONE | n/a | OMAHA, NE | Pasadena, CA | 8 | 32 | 2 | no |
| STEVEN A DOWN | n/a | Denver, CO | OMAHA, NE | 8 | 18 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLAUSSEN, DAWN, MARIE | CHIEF OPERATING OFFICER OFFICER | Na | yes | 05/2016 | Jun 25, 2026 | Jun 25, 2026 |
| DAMIANI, NICHOLAS, ARTHUR | CHIEF ADMINISTRATIVE OFFICER | Na | yes | 01/2017 | Jun 25, 2026 | Jun 25, 2026 |
| JASPER, AARON, T | CHIEF EXECUTIVE OFFICER/CHAIRMAN | Na | yes | 01/2017 | Jun 25, 2026 | Jun 25, 2026 |
| MUTUAL GROUP, INC. | Corporation | E | yes | 10/2023 | Jun 25, 2026 | Jun 25, 2026 |
| SABOL, RYAN, STEPHEN | MANAGING PRINCIPAL | Na | yes | 04/2013 | Jun 25, 2026 | Jun 25, 2026 |
| Tremble, Chris, Michael | VICE PRESIDENT OPERATIONS | Na | yes | 11/2024 | Jun 25, 2026 | Jun 25, 2026 |
| DAMIANI, NICHOLAS, ARTHUR | Owner | F | yes | 10/2023 | Aug 2, 2016 | Nov 7, 2024 |
| JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC | Trustee | E | yes | 03/2016 | Mar 31, 2016 | Nov 7, 2024 |
| JASPER, AARON, T | Owner | E | yes | 03/2016 | Aug 2, 2016 | Nov 7, 2024 |
| KELSEY, CHARLES, ADAM | VP, SERVICE AND OPERATIONS | Na | yes | 02/2019 | Jun 21, 2023 | Nov 7, 2024 |
| SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC | Trustee | E | yes | 04/2013 | May 15, 2013 | Nov 7, 2024 |
| SABOL, RYAN, STEPHEN | Owner | E | yes | 12/2015 | May 15, 2013 | Nov 7, 2024 |
| THE JASPER WYOMING TRUST | Member | C | yes | 10/2023 | Mar 31, 2016 | Nov 7, 2024 |
| THE SABOL WYOMING TRUST | Member | C | yes | 10/2023 | May 15, 2013 | Nov 7, 2024 |
| THE VOSS WYOMING TRUST | Member | F | yes | 10/2023 | May 15, 2013 | Nov 7, 2024 |
| VOSS, MITCHELL, CRAIG | Trustee | E | yes | 03/2019 | May 15, 2013 | Nov 7, 2024 |
| VOSS, MITCHELL, CRAIG | Chairman | B | yes | 04/2013 | May 15, 2013 | Nov 7, 2024 |
| VOSS, MITCHELL, CRAIG | Owner | E | yes | 10/2023 | May 15, 2013 | Nov 7, 2024 |
| VOSS INVESTMENTS, LLC | Member | F | no | 10/2023 | Jul 13, 2020 | Nov 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MUTUAL SECURITIES, INC. | n/a | Former SEC adviser | $38.6M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| MERCER ISLAND | Wa | United States | 10 | yes |
| Anapolis | Md | United States | 6 | no |
| Clayton | Mo | United States | 6 | yes |
| SAN JOSE | CA | United States | 5 | yes |
| ST. LOUIS | Mo | United States | 5 | yes |
| Latrobe | Pa | United States | 5 | yes |
| Minneapolis | Mn | United States | 4 | yes |
| EL SEGUNDO | CA | United States | 3 | yes |
| Pasadena | CA | United States | 3 | yes |
| Caledonia | Mi | United States | 3 | no |
| Kingwood | TX | United States | 3 | yes |
| Sweetwater | TX | United States | 3 | no |
| Vancouver | Wa | United States | 3 | yes |
| Cedarburg | Wi | United States | 3 | no |
| Camarillo | CA | United States | 2 | yes |
| Camarillo | CA | United States | 2 | yes |
| Modesto | CA | United States | 2 | yes |
| Roseville | CA | United States | 2 | yes |
| Visalia | CA | United States | 2 | no |
| ST. PETERSBURG | FL | United States | 2 | yes |
| Roseville | CA | United States | 1 | yes |
| Sonoma | CA | United States | 1 | no |
| Valencia | CA | United States | 1 | yes |
| Chesterfield | Mo | United States | 1 | no |
| Omaha | Ne | United States | 0 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 15, 2026 | $8.5B | $8.4B | 208 | 158 | 75 | n/a | n/a |
| 2024 | Apr 28, 2025 | $6.8B | $6.3B | 189 | 123 | 74 | n/a | n/a |
| 2023 | Mar 28, 2024 | $6.9B | $6.1B | 255 | 132 | 75 | n/a | n/a |
| 2022 | Mar 24, 2023 | $5.3B | $4.8B | 262 | 133 | 71 | n/a | n/a |
| 2021 | Mar 31, 2022 | $4.6B | $3.9B | 207 | 103 | 64 | n/a | n/a |
| 2020 | Mar 30, 2021 | $3.6B | $3.2B | 202 | 102 | 62 | n/a | n/a |
| 2019 | Mar 31, 2020 | $2.8B | $2.6B | 155 | 90 | 61 | n/a | n/a |
| 2018 | Mar 22, 2019 | $1.8B | $1.7B | 90 | 71 | 36 | n/a | n/a |
| 2017 | Mar 30, 2018 | $986M | $870M | 61 | 48 | 36 | n/a | n/a |
| 2016 | Mar 31, 2017 | $596M | $510M | 58 | 44 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $319M | $65.2M | 45 | 37 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $325M | $57.5M | 48 | 24 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $148M | $24.4M | 46 | 14 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 10 | 4 | 6 | 2.6% | 1 | 0 | 0 | 31 | 24 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.5B | $6.8B | 26.6% | $5.3B | 17.2% | 208 | 189 | 75 | 74 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GPS INVESTMENTS | 2 | Dec 19, 2024 | Dec 2, 2024 | OMAHA, NE | Team lift out | Ibd to new firm | 1.4% |
| LPL FINANCIAL LLC | 2 | Dec 3, 2024 | Dec 2, 2024 | OMAHA, NE | Team lift out | Ibd to ibd | 1.4% |
| PLANWISER FINANCIAL | 2 | Sep 16, 2024 | Oct 31, 2024 | COLORADO SPRINGS, CO | Team lift out | Ibd to new firm | 1.5% |
| MARINER INDEPENDENT | 3 | Mar 13, 2024 | Mar 20, 2024 | ANNAPOLIS, MD | Team lift out | Ibd to RIA | 2.1% |
| SAGEPOINT FINANCIAL, INC. | 2 | Dec 21, 2021 | Dec 20, 2021 | CEDARBURG, WI | Team lift out | Ibd to ibd | 1.8% |
| ADVISORY ALPHA, LLC | 2 | Aug 31, 2021 | Sep 2, 2021 | CAMARILLO, CA | Team lift out | Ibd to RIA | 1.8% |
| Kapela | 2 | Sep 2, 2020 | Jul 30, 2020 | SAN ANTONIO, TX | Team lift out | Ibd to state RIA | 2.0% |
| CATALYST PRIVATE WEALTH, LLC | 5 | Sep 30, 2019 | Nov 14, 2023 | SAN FRANCISCO, CA | Team lift out | Ibd to new firm | 5.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 5 | Jul 18, 2025 | Aug 1, 2025 | SCOTTSDALE, AZ | Team lift out | Ibd to ibd | 0.1% |
| PRIME CAPITAL FINANCIAL | 2 | Oct 2, 2024 | Sep 9, 2024 | OVERLAND PARK, KS | Team lift out | RIA to ibd | 1.0% |
| EAGLE STRATEGIES LLC | 2 | Mar 22, 2023 | Jan 17, 2024 | GRAND RAPIDS, MI | Team lift out | Ibd to ibd | 0.1% |
| LPL FINANCIAL LLC | 4 | Aug 29, 2022 | Aug 22, 2022 | MERCER ISLAND, WA | Team lift out | RIA to ibd | 0.0% |
| EAGLE STRATEGIES LLC | 2 | Nov 8, 2021 | Nov 5, 2021 | GRAND RAPIDS, MI | Team lift out | Ibd to ibd | 0.1% |
| VISIONARY WEALTH ADVISORS, LLC | 2 | Mar 13, 2021 | Mar 22, 2021 | ST LOUIS, MO | Team lift out | RIA to ibd | 5.4% |
| VALMARK ADVISERS, INC. | 4 | Dec 21, 2020 | Dec 1, 2020 | MEQUON, WI | Team lift out | RIA to ibd | 2.0% |
| JANNEY MONTGOMERY SCOTT LLC | 2 | Oct 2, 2019 | Oct 2, 2019 | WEST HARTFORD, CT | Team lift out | Ibd to ibd | 0.2% |
| PRINCIPAL SECURITIES, INC. | 3 | Jun 10, 2019 | Feb 4, 2026 | MINNEAPOLIS, MN | Team lift out | Ibd to ibd | 0.3% |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2 | May 6, 2019 | May 7, 2019 | EL SEGUNDO, CA | Team lift out | Ibd to ibd | 0.4% |
| WADDELL & REED | 4 | Aug 16, 2018 | Aug 22, 2018 | SAN JOSE, CA | Team lift out | Ibd to ibd | 0.3% |
| LPL FINANCIAL LLC | 2 | Jun 8, 2018 | Jun 4, 2018 | CAMARILLO, CA | Team lift out | RIA to ibd | 0.0% |
| FIRST HEARTLAND CONSULTANTS, INC. | 3 | Apr 13, 2018 | Apr 25, 2018 | ST LOUIS, MO | Team lift out | Ibd to ibd | 3.3% |
| CLEARPATH CAPITAL PARTNERS LLC | 4 | Apr 4, 2018 | Jan 8, 2018 | SAN FRANCISCO, CA | Firm absorbed | RIA to ibd | 57.1% |
| PLATINUM WEALTH PARTNERS | 4 | Jan 10, 2018 | Jan 9, 2018 | TAMPA, FL | Firm absorbed | Other | 50.0% |
| FINANCIAL SECURITY MANAGEMENT, INC | 2 | Nov 2, 2017 | Nov 3, 2017 | LAKEWOOD, CO | Team lift out | Other | 20.0% |
| INVESTMENT CENTERS OF AMERICA, INC. | 2 | Oct 12, 2017 | Oct 12, 2017 | ROTAN, TX | Team lift out | Other | 0.6% |
| WHITEHOUSE WEALTH MANAGEMENT | 2 | Jan 19, 2017 | Jun 1, 2018 | VANCOUVER, WA | Team lift out | Other | 100.0% |
| CETERA ADVISOR NETWORKS LLC | 2 | Sep 26, 2016 | Sep 26, 2016 | SPOKANE, WA | Team lift out | Other | 0.4% |
| BEVERLY HILLS WEALTH MANAGEMENT, LLC | 3 | Mar 3, 2016 | Mar 1, 2016 | BEVERLY HILLS, CA | Team lift out | Other | 33.3% |