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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

ROBERT BRADLEY CALDWELL

Advisor at CAPTRUST

Brentwood, TN

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Search this name across graphsid dfx:ria:15097068-bd2c-fb36-28b5-54eef5a2ec24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 28, 2001
First registration: Feb 4, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4327111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Dec 22, 2022	n/a	yes	Brentwood, TN	Current employment
TRUSTCORE FINANCIAL SERVICES, LLC	Former SEC adviser	Mar 15, 2012	Mar 20, 2023	no	BRENTWOOD, TN	Previous registration
&partners	Independent wealth	Jun 16, 2004	Mar 13, 2012	no	NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN	Previous registration
BALENTINE & COMPANY OF TENNESSEE	n/a	Mar 9, 2004	Jun 14, 2004	no	FRANKLIN, TN	Previous registration
WILMINGTON TRUST INVESTMENT MANAGEMENT	Bank affiliated wealth	Feb 4, 2004	Jun 14, 2004	no	FRANKLIN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUSTCORE FINANCIAL SERVICES, LLC	Captrust	Mar 20, 2023	Dec 22, 2022	-88	Bulk transfer	Other
&partners	TRUSTCORE FINANCIAL SERVICES, LLC	Mar 13, 2012	Mar 15, 2012	2	Firm change	Other
BALENTINE & COMPANY OF TENNESSEE	&partners	Jun 14, 2004	Jun 16, 2004	2	Firm change	Other
WILMINGTON TRUST INVESTMENT MANAGEMENT	BALENTINE & COMPANY OF TENNESSEE	Jun 14, 2004	Mar 9, 2004	-97	Firm change after gap	Other

Relationships

Registered with (5)

→ CAPTRUSTRegistered adviserregistration: current employment
Dec 22, 2022 to presentfactForm ADV
→ TRUSTCORE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 15, 2012 to Mar 20, 2023factForm ADV
→ &PARTNERSRegistered adviserregistration: previous registration
Jun 16, 2004 to Mar 13, 2012factForm ADV
→ BALENTINE & COMPANY OF TENNESSEERegistered adviserregistration: previous registration
Mar 9, 2004 to Jun 14, 2004factForm ADV
→ WILMINGTON TRUST INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 4, 2004 to Jun 14, 2004factForm ADV

Dated events

No dated event names this entity yet.