DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Bradley Caldwell
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Dec 22, 2022
In the industry
24 y
since Nov 28, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Dec 22, 2022 · Brentwood, Tn
- Trustcore Financial Services, LLC formerMar 15, 2012 to Mar 20, 2023 · Brentwood, Tn
- &Partners independent RIAJun 16, 2004 to Mar 13, 2012 · Nashville, Tn
- Balentine & Company Of Tennessee unclassifiedMar 9, 2004 to Jun 14, 2004 · Franklin, Tn
- Wilmington Trust Investment Management bank affiliatedFeb 4, 2004 to Jun 14, 2004 · Franklin, Tn
Moves
a registration end followed by a registration begin elsewhere
- Trustcore Financial Services, LLC to Captrustleft Mar 20, 2023, registered Dec 22, 2022 (-88 days) · corporate re-registration, not a move
- &Partners to Trustcore Financial Services, LLCleft Mar 13, 2012, registered Mar 15, 2012 (2 days) · Other
- Balentine & Company Of Tennessee to &Partnersleft Jun 14, 2004, registered Jun 16, 2004 (2 days) · Other
- Wilmington Trust Investment Management to Balentine & Company Of Tennesseeleft Jun 14, 2004, registered Mar 9, 2004 (-97 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address