DFX Intelligence

M••• C••••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M••• C••••••• F•••••

Advisor at R••••••••• C•••••• M•••••••••

Dallas, TX | THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:150ef6f2-a361-f063-99a1-ad9063d0082a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Dec 9, 2025	n/a	yes	THE WOODLANDS, TX\|Dallas, TX	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Sep 21, 2021	Dec 17, 2025	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	R••••••••• C•••••• M•••••••••	Dec 17, 2025	Dec 9, 2025	-8	Firm change	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Oct 21, 2021	Sep 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:291361:TX:2025-12-17	Dec 17, 2025	Dec 9, 2025	DALLAS, TX	Firm change
7691:793:TX:2021-10-21	Oct 21, 2021	Sep 21, 2021	DALLAS, TX	Firm change
8174:7691:TX:2016-03-30	Mar 30, 2016	Mar 21, 2016	PLANO, TX	Firm change

Relationships

Registered with (6)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Sep 21, 2021 to Dec 17, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 21, 2016 to Oct 21, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Dec 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:150ef6f2-a361-f063-99a1-ad9063d0082a
First observed: Nov 17, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.