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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

OXFORD FINANCIAL PARTNERS

SIENA CAPITAL, LLC, CRD 282843

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1517c908-d12b-b8b6-d5e2-059ffa62db19

Data as of Oct 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Apr 13, 2016 to Oct 31, 2022
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $278MItem 5.F on the latest filing (2022-10-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $278M
Private client RAUM: $258MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 525
Individual clients: 150
High net worth clients: 86
SEC number: 801-107713
CRD: 282843
Filings on the tape: 23
First filed: Apr 13, 2016
Latest filed: Oct 31, 2022
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHRISTMAN, ERIK, JAMES	MANAGING MEMBER	E	yes	09/2010	Apr 13, 2016	Oct 31, 2022
WALSH, PATRICK, JOSEPH	CHIEF COMPLIANCE OFFICER	A	yes	03/2016	Apr 13, 2016	Oct 31, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 24, 2022	$278M	$278M	5	4	0	n/a	n/a
2020	Feb 19, 2021	$232M	$232M	5	4	0	n/a	n/a
2019	Feb 21, 2020	$218M	$218M	6	4	1	n/a	n/a
2018	Mar 15, 2019	$186M	$186M	5	4	1	n/a	n/a
2017	Feb 2, 2018	$191M	$191M	4	3	1	n/a	n/a
2016	Feb 23, 2017	$168M	$168M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$278M	$232M	20.0%	$186M	14.2%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUCKINGHAM STRATEGIC WEALTH, LLC	2	Feb 24, 2023	Feb 24, 2023	CINCINNATI, OH	Team lift out	RIA to RIA	66.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MML INVESTORS SERVICES, LLC	2	Jan 16, 2018	Jan 21, 2018	CINCINNATI, OH	Team lift out	Other	0.1%

Relationships

Controls (2)

← CHRISTMAN, ERIK, JAMESOwnerMANAGING MEMBER, ownership code E, individual
Apr 13, 2016 to presentfactForm ADV
← WALSH, PATRICK, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Apr 13, 2016 to presentfactForm ADV

Moved with (2)

→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Feb 24, 2023 to Feb 24, 2023factForm ADV
← MML INVESTORS SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Jan 16, 2018 to Jan 21, 2018factForm ADV

Registered with (4)

← ERIK JAMES CHRISTMANAdvisorregistration: previous registration
May 2, 2016 to Feb 24, 2023factForm ADV
← PATRICK JOSEPH WALSHAdvisorregistration: previous registration
May 2, 2016 to Feb 24, 2023factForm ADV
← HARRISON ALEXANDER WOLFEAdvisorregistration: previous registration
Jan 21, 2018 to Feb 24, 2023factForm ADV
← TYLER SCOTT HENDERSONAdvisorregistration: previous registration
Jan 21, 2018 to Dec 19, 2022factForm ADV

Dated events

Occurred
Feb 24, 2023
Team lift-out
2 advisors left Oxford Financial Partners (Cincinnati, OH) for Buckingham Strategic Wealth, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 24, 2023
Advisor changed firm
Harrison Alexander Wolfe left Oxford Financial Partners for Buckingham Strategic Wealth, Llc (registered 2023-02-24)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2023
Advisor changed firm
Erik James Christman left Oxford Financial Partners for Buckingham Strategic Wealth, Llc (registered 2023-02-24)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2023
Advisor changed firm
Patrick Joseph Walsh left Oxford Financial Partners for Buckingham Strategic Wealth, Llc (registered 2023-02-24)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2022
Advisor changed firm
Tyler Scott Henderson left Oxford Financial Partners for Monterey Wealth (registered 2022-12-16)
Form ADVobserved 4 days ago
Occurred
Apr 13, 2016
First Form ADV filing
Oxford Financial Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1517c908-d12b-b8b6-d5e2-059ffa62db19
First observed: Apr 13, 2016
Last observed: Oct 31, 2022 47 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OXFORD FINANCIAL PARTNERS

SIENA CAPITAL, LLC, CRD 282843

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1517c908-d12b-b8b6-d5e2-059ffa62db19

Data as of Oct 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHRISTMAN, ERIK, JAMES

MANAGING MEMBER

yes

09/2010

Apr 13, 2016

Oct 31, 2022

WALSH, PATRICK, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

03/2016

Apr 13, 2016

Oct 31, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Feb 24, 2022

$278M

n/a

2020

Feb 19, 2021

$232M

n/a

2019

Feb 21, 2020

$218M

n/a

2018

Mar 15, 2019

$186M

n/a

2017

Feb 2, 2018

$191M

n/a

2016

Feb 23, 2017

$168M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$278M

$232M

20.0%

$186M

14.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUCKINGHAM STRATEGIC WEALTH, LLC

Feb 24, 2023

CINCINNATI, OH

Team lift out

RIA to RIA

66.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MML INVESTORS SERVICES, LLC

Jan 16, 2018

Jan 21, 2018

CINCINNATI, OH

Team lift out

Other

0.1%