DFX Intelligence

H••••••• A•••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

H••••••• A•••••••• W••••

Advisor at F•••• P••••••• W•••••• L••

CINCINNATI, OH | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:8149a5df-564d-deaf-f094-0d91aff8b69b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	CINCINNATI, OH\|ST. LOUIS, MO	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Feb 24, 2023	Nov 14, 2024	no	CINCINNATI, OH\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Nov 14, 2024	Jul 1, 2024	-136	Bulk transfer	RIA to RIA
O••••• F•••••••• P•••••••	B••••••••• S•••••••• W•••••• L••	Feb 24, 2023	Feb 24, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
282843:143323:OH:2023-02-24	Feb 24, 2023	Feb 24, 2023	CINCINNATI, OH	Firm change
10409:282843:OH:2018-01-16	Jan 16, 2018	Jan 21, 2018	CINCINNATI, OH	Firm change

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Feb 24, 2023 to Nov 14, 2024factForm ADV
→ O••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jan 21, 2018 to Feb 24, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Feb 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8149a5df-564d-deaf-f094-0d91aff8b69b
First observed: Mar 29, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.